# DICK RIVERA & ASSOCIATES, LLC

DICK RIVERA & ASSOCIATES, LLC of PENSACOLA BEACH, FL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 114409
- Type: SEC-registered investment adviser
- SEC file number: 801-112979
- Location: 5 PORTOFINO DR., SUITE 1803, PENSACOLA BEACH, FL, 32561
- Phone: 972-380-9550
- Latest filing: 2026-01-26
- Clients: 2

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Other

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Richard Thomas Rivera | MEMBER AND CCO | — |
| RIVERA RICHARD THOMAS | MEMBER AND CCO; SOLE PROPRIETOR AND CCO | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 972-380-9550 |
| — | — | 1 | 972-380-9550 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/114409/brochure
- Similar advisers: https://search.stillhousedata.com/firm/114409/similar
- Related entities: https://search.stillhousedata.com/firm/114409/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/114409

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.