# M&G INVESTMENT MANAGEMENT LTD.

M&G INVESTMENT MANAGEMENT LTD. of LONDON, ENGLAND is an SEC exempt reporting adviser.

## Registration

- CRD: 114527
- Type: SEC exempt reporting adviser
- SEC file number: 802-126969
- Location: 10 FENCHURCH AVENUE, LONDON, ENGLAND, EC3M 5AG
- Phone: +44 2076264588
- Latest filing: 2026-03-24

## Officers, owners & control persons (52)

_Showing 25 of 52 people._

| Name | Role | Location |
| --- | --- | --- |
| [Jeffrey Tyler Daniel](https://search.stillhousedata.com/person/2437) | DIRECTOR | New York, NY |
| [Marcello Arona](https://search.stillhousedata.com/person/266754) | DIRECTOR | Greenwich, CT |
| [Jeffrey Lawrence Cotton](https://search.stillhousedata.com/person/292591) | CHIEF COMPLIANCE OFFICER | Philadelphia, PA |
| [Massimo Tosato](https://search.stillhousedata.com/person/685459) | NON EXECUTIVE DIRECTOR | — |
| [Richard Turnill](https://search.stillhousedata.com/person/685460) | NON EXECUTIVE DIRECTOR | — |
| [Joseph Gilou Pinto](https://search.stillhousedata.com/person/685461) | DIRECTOR | — |
| [Philippe Quix](https://search.stillhousedata.com/person/685462) | NON EXECUTIVE DIRECTOR | — |
| [Susan Clare Brady](https://search.stillhousedata.com/person/685463) | NON EXECUTIVE DIRECTOR | — |
| [Shawn Elizabeth Gamble](https://search.stillhousedata.com/person/685464) | CHIEF COMPLIANCE OFFICER | — |
| [Timothy Francis Page](https://search.stillhousedata.com/person/685677) | CHIEF COMPLIANCE OFFICER | — |
| [Chris Chaloner](https://search.stillhousedata.com/person/695348) | NON EXECUTIVE DIRECTOR | — |
| [JOHNSON JOHN MICHAEL](https://search.stillhousedata.com/person/733647) | DIRECTOR | — |
| [MCLINTOCK MICHAEL GEORGE ALEXANDER](https://search.stillhousedata.com/person/738400) | CHIEF EXECUTIVE | — |
| [ROSENGARTEN EDWARD LOUIS](https://search.stillhousedata.com/person/738401) | DIRECTOR | — |
| [PILCHER SIMON HUMPHREY WESTLAND](https://search.stillhousedata.com/person/738402) | DIRECTOR | — |
| [ASHPLANT ANTHONY JOHN](https://search.stillhousedata.com/person/738403) | DIRECTOR; DIRECTOR CHIEF COMPLIANCE OFFICER | — |
| [LEWIS MARTIN](https://search.stillhousedata.com/person/738404) | DIRECTOR | — |
| [JOHNSON PHILIP](https://search.stillhousedata.com/person/738405) | DIRECTOR | — |
| [SCRINE LESLIE JOHN](https://search.stillhousedata.com/person/738406) | DIRECTOR | — |
| [MOORE DAVID RICHARD](https://search.stillhousedata.com/person/744253) | DIRECTOR | — |
| [MASON ALBERT DAVID](https://search.stillhousedata.com/person/753017) | DIRECTOR | — |
| [FOLEY JOHN WILLIAM](https://search.stillhousedata.com/person/754699) | DIRECTOR | — |
| [DONNELLY NEIL M](https://search.stillhousedata.com/person/757127) | CHIEF COMPLIANCE OFFICER | — |
| [MOLLOY FIONA JANE](https://search.stillhousedata.com/person/761045) | COMPANY SECRETARY | — |
| [RICHARDS ANNE HELEN](https://search.stillhousedata.com/person/767534) | CHIEF EXECUTIVE | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-10-01 | regulatory | THE FCA'S ENFORCEMENT DIVISION HAS CONCLUDED THAT, BETWEEN 1 JULY 2008 AND 30 SEPTEMBER 2017, PRUDENTIAL FAILED TO TAKE REASONABLE CARE IN RELATION TO NON-ADVISED SALES OF ANNUITIES TO EXISTING CUSTOMERS WHO WERE APPROACHING RETIREMENT AND WHO MAY HAVE BEEN ELIGIBLE FOR A BETTER ANNUITY RATE ON THE… | Final | $28.9M |
| 2017-04-04 | regulatory | THE BAFIN ALLEGED THAT MAGIM DID NOT HAVE PROCEDURES IN PLACE TO ENSURE COMPLIANCE WITH GERMAN LAW REGARDING NOTIFICATION TO THE BAFIN OF SIGNIFICANT SHAREHOLDINGS IN GERMAN SECURITIES. | Final | $79K |


## Private funds (15)

Mix: Other Private Fund 7 · Private Equity Fund 5 · Real Estate Fund 3

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| M&G ALPHA OPPORTUNITIES FUND | Other Private Fund | Ireland | 79 | $7.4B | $1.0M |
| LUXEMBOURG SPECIALIST INVESTMENT FUNDS (2) FCP - M&G PRIVATE EQUITY OPPORTUNITIES FUND | Private Equity Fund | Luxembourg | 3 | $5.4B | $5.0M |
| LUXEMBOURG SPECIALIST INVESTMENT FUNDS (2) FCP - M&G REAL ASSETS FUND | Private Equity Fund | Luxembourg | 1 | $2.3B | $5.0M |
| LION CREDIT OPPORTUNITY FUND PLC - CREDIT OPPORTUNITY FUND III | Other Private Fund | Ireland | 28 | $932.5M | $110K |
| INFRACAPITAL PARTNERS IV SCSP | Private Equity Fund | Luxembourg | 21 | $807.2M | $1.2M |
| M&G INFRASTRUCTURE AND REAL ASSETS HORIZON FUND | Private Equity Fund | Ireland | 1 | $631.9M | $5.0M |
| M&G SUSTAINABLE ALPHA OPPORTUNITIES FUND | Other Private Fund | Ireland | 5 | $573.1M | $1.0M |
| LION CREDIT OPPORTUNITIES FUND PLC - M&G SRT FUND II | Other Private Fund | Ireland | 28 | $510.7M | $110K |
| M&G REAL ESTATE DEBT FINANCE VI DESIGNATED ACTIVITY COMPANY | Real Estate Fund | Ireland | 23 | $311.3M | $13.5M |
| LION CREDIT OPPORTUNITY FUND PLC - CREDIT OPPORTUNITY FUND XII | Other Private Fund | Ireland | 7 | $249.5M | $110K |
| M&G REAL ESTATE DEBT FUND SCSP, SICAV - RAIF - REDF 7 | Real Estate Fund | Luxembourg | 3 | $188.1M | $13.5M |
| M&G REAL ESTATE DEBT FUND SCSP, SICAV - RAIF - REDF 8 | Real Estate Fund | Luxembourg | 3 | $40.0M | $13.5M |
| INFRACAPITAL PARTNERS LP | Private Equity Fund | United Kingdom | 32 | $9.9M | $673K |
| M&G SPECIALTY FINANCE FUND 3 (GBP) | Other Private Fund | Luxembourg | 1 | — | — |
| M&G SPECIALTY FINANCE FUND 3 (EUR) | Other Private Fund | Luxembourg | 0 | — | $117K |


## Fund service providers (5)

- administrator: STATE STREET FUND SERVICES (IRELAND) LIMITED — 6 funds
- administrator: APEX FUND SERVICES S.A — 4 funds
- administrator: AZTEC FINANCIAL SERVICES (LUXEMBOURG) S.A. — 2 funds
- administrator: APEX FUND SERVICES S.A.
- administrator: APEX IFS LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/114527/brochure
- Similar advisers: https://search.stillhousedata.com/firm/114527/similar
- Related entities: https://search.stillhousedata.com/firm/114527/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/114527

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.