# PALL MALL INVESTMENT MANAGEMENT LIMITED

PALL MALL INVESTMENT MANAGEMENT LIMITED of LONDON, ENGLAND is an SEC-registered investment adviser.

## Registration

- CRD: 114567
- Type: SEC-registered investment adviser
- SEC file number: 801-60586
- Location: 52A CROMWELL ROAD, LONDON, ENGLAND, SW7 5BE
- Phone: +44 20 7590 1350
- Latest filing: 2010-11-17
- Regulatory AUM: $1.1B
- Discretionary AUM: $660.8M
- Non-discretionary AUM: $395.7M
- Clients: 11
- Accounts: 30

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| [BAUER CHRIS MICHAEL](https://search.stillhousedata.com/person/740078) | CHIEF EXECUTIVE | — |
| [BOOKER CLAIBORNE BROGDEN](https://search.stillhousedata.com/person/763801) | DIRECTOR - US OPERATIONS | — |
| [PASTEL HOLGER](https://search.stillhousedata.com/person/765942) | CHIEF EXECUTIVE OFFICER; DIRECTOR; DIRECTOR - MARKETING | — |
| [GOBLE JONATHAN](https://search.stillhousedata.com/person/765943) | CHIEF FINANCIAL OFFICER; DIRECTOR; DIRECTOR - EQUITIES (+1 more) | — |
| [SCHIBLI CURT H](https://search.stillhousedata.com/person/765944) | CHIEF INVESTMENT OFFICER; DIRECTOR; DIRECTOR - FIXED INCOME | — |
| [GOBLE TIMOTHY JAMES](https://search.stillhousedata.com/person/765945) | CHIEF OPERATING OFFICER; DIRECTOR | — |
| [HICKMAN THERESA MARIE](https://search.stillhousedata.com/person/765946) | CHIEF COMPLIANCE OFFICER | — |
| [SCHMITZ RAINER GUENTER](https://search.stillhousedata.com/person/765947) | DIRECTOR | — |
| [FULLALOVE MICHAEL ROBERT](https://search.stillhousedata.com/person/765948) | DIRECTOR; INDIRECT OWNER | — |
| [KATAKAWA KOICHI](https://search.stillhousedata.com/person/765949) | DIRECTOR; INDIRECT OWNER | — |
| [NORTHWAY MARK A](https://search.stillhousedata.com/person/765950) | DIRECTOR | — |
| [WINKELMANN RALF](https://search.stillhousedata.com/person/765951) | DIRECTOR | — |
| [PETERSEN SVEN](https://search.stillhousedata.com/person/785156) | DIRECTOR | — |
| [IHLE WOLF DIETER](https://search.stillhousedata.com/person/785157) | DIRECTOR | — |
| [RAPAZZINI RICHARD ANDREA](https://search.stillhousedata.com/person/798128) | CHAIRMAN & CHIEF COMPLIANCE OFFICER; CHAIRMAN & COMPLIANCE OFFICER | — |
| [LEE HELENA SOFIE](https://search.stillhousedata.com/person/798129) | CHIEF FINANCIAL OFFICER | — |
| [HEINEN INGO](https://search.stillhousedata.com/person/798531) | DIRECTOR | — |
| [LEUSDER STEFAN](https://search.stillhousedata.com/person/807782) | DIRECTOR | — |
| [CASSIDY JOSEPH ANTHONY](https://search.stillhousedata.com/person/807901) | DIRECTOR | — |
| [CHADNEY MICHAEL](https://search.stillhousedata.com/person/809093) | CHIEF COMPLIANCE OFFICER | — |
| [HARTIGAN JAMES ANDREW](https://search.stillhousedata.com/person/810839) | CHIEF COMPLIANCE OFFICER | — |
| [ROGOWSKI DIRK](https://search.stillhousedata.com/person/810852) | DIRECTOR HAMBURG OFFICE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/114567/brochure
- Similar advisers: https://search.stillhousedata.com/firm/114567/similar
- Related entities: https://search.stillhousedata.com/firm/114567/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/114567

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.