# SWAN GLOBAL INVESTMENTS, LLC

SWAN GLOBAL INVESTMENTS, LLC of DURANGO, CO is an SEC-registered investment adviser.

## Registration

- CRD: 114669
- Type: SEC-registered investment adviser
- SEC file number: 801-70881
- Location: 1099 MAIN AVE, DURANGO, CO, 81301
- Phone: 970-382-8901
- Latest filing: 2026-03-13
- Regulatory AUM: $2.4B
- Discretionary AUM: $2.4B
- Clients: 17
- Accounts: 1,231

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Randall William Swan | CEO; OWNER | — |
| Robert Bradley Swan | COO | — |
| Bradley Owen Ackerman | CHIEF COMPLIANCE OFFICER | — |
| Ethan Bates | CFO | — |
| SWAN RANDALL WILLIAM | CEO; CEO, MANAGING MEMBER; OWNER (+2 more) | — |
| ENGELKEN JAMES A | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CFO; CHIEF COMPLIANCE OFFICER/INVESTMENT MGR | — |
| SWAN ROBERT BRADLEY | COO | — |
| ACKERMAN BRADLEY OWEN | CHIEF COMPLIANCE OFFICER | — |
| SWAN LAURA K | MEMBER | — |
| BATES ETHAN | CFO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/114669/brochure
- Similar advisers: https://search.stillhousedata.com/firm/114669/similar
- Related entities: https://search.stillhousedata.com/firm/114669/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/114669

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.