# PRECEPT MANAGEMENT, LLC

PRECEPT MANAGEMENT, LLC of DALLAS, TX is an SEC-registered investment adviser.

## Registration

- CRD: 114671
- Type: SEC-registered investment adviser
- SEC file number: 801-66256
- Location: 2323 CEDAR SPRINGS ROAD, SUITE 320, DALLAS, TX, 75201
- Phone: 214-880-7444
- Latest filing: 2026-07-01
- Regulatory AUM: $5.4M
- Discretionary AUM: $5.4M
- Clients: 3
- Accounts: 3

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Dana Blair Baker | MANAGING MEMBER, PRECEPT MANAGEMENT, LLC | Dallas, TX |
| Nick Robert Roossien | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, PRECEPT MANAGEMENT, LLC | — |
| BATEMAN JOHN EARL | GENERAL MANAGER, CHIEF COMPLIANCE OFFICER | — |
| BAKER DANA BLAIR | LIMITED PARTNER, PRECEPT CAPITAL MANAGEMENT, L.P. ("RELYING ADVISER"); MANAGING MEMBER; MANAGING MEMBER, PRECEPT MANAGEMENT, LLC (+1 more) | — |
| ROOSSIEN NICK ROBERT | CHIEF COMPLIANCE OFFICER AND OPERATIONS MANAGER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, PRECEPT MANAGEMENT, LLC (+1 more) | — |


## Private funds (3)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| THE PRECEPT FUND, L.P. | Hedge Fund | Texas | 1 | $9.7M | $500K |
| PRECEPT SPECIAL SITUATION FUND, L.P. | Hedge Fund | Texas | 10 | $2.9M | $500K |
| PRECEPT CREDIT OPPORTUNITIES FUND, L.P. | Hedge Fund | Texas | 13 | $350K | $500K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/114671/brochure
- Similar advisers: https://search.stillhousedata.com/firm/114671/similar
- Related entities: https://search.stillhousedata.com/firm/114671/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/114671

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.