# CONTEXT CAPITAL MANAGEMENT LLC

CONTEXT CAPITAL MANAGEMENT LLC of GREENWICH, CT is an SEC-registered investment adviser.

## Registration

- CRD: 115167
- Type: SEC-registered investment adviser
- SEC file number: 801-64700
- Location: 145 MASON STREET, GREENWICH, CT, 06830
- Phone: 203-962-2727
- Latest filing: 2026-08-25
- Regulatory AUM: $8.0B
- Discretionary AUM: $8.0B
- Clients: 19
- Accounts: 3

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| [Grace Mary Brescia](https://search.stillhousedata.com/person/362958) | CHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE | Rancho Santa Fe, CA |
| [Michael Stuart Rosen](https://search.stillhousedata.com/person/686331) | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| [William David Fertig](https://search.stillhousedata.com/person/686332) | MANAGING MEMBER; TRUSTEE | — |
| [Charles Edward Carnegie](https://search.stillhousedata.com/person/686333) | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | — |
| [Allison J Carnegie](https://search.stillhousedata.com/person/686334) | TRUSTEE | — |
| [Marilyn Shelia Rosen](https://search.stillhousedata.com/person/686335) | TRUSTEE | — |
| [Teagan Grace Seman](https://search.stillhousedata.com/person/686336) | CHIEF FINANCIAL OFFICER | — |
| [Chesley David Berlinghof](https://search.stillhousedata.com/person/686337) | MANAGING DIRECTOR, CONVERTIBLE TRADING | — |
| [Luke William Trafton](https://search.stillhousedata.com/person/686338) | VICE PRESIDENT, RESEARCH AND TRADING | — |
| [David Max Fertig](https://search.stillhousedata.com/person/686339) | MANAGING DIRECTOR RESEARCH | — |
| [Lindsey Ann Cooper](https://search.stillhousedata.com/person/686340) | CHIEF COMPLIANCE OFFICER | — |
| [BUTMAN ROBERT ELLSWORTH](https://search.stillhousedata.com/person/730602) | PRESIDENT | — |
| [ROSEN MICHAEL STUART](https://search.stillhousedata.com/person/757645) | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER, CEO; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER; CHIEF EXECUTIVE OFFICER, MANAGING MEMBER (+5 more) | — |
| [FERTIG WILLIAM DAVID](https://search.stillhousedata.com/person/757646) | CHIEF INVESTMENT OFFICER, MANAGING MEMBER; MANAGING MEMBER; MANAGING MEMBER AND CHIEF RISK OFFICER (+1 more) | — |
| [SANDERSON KELLY ANN](https://search.stillhousedata.com/person/757647) | CHIEF COMPLIANCE OFFICER | — |
| [BRESCIA GRACE MARY](https://search.stillhousedata.com/person/798971) | CHIEF COMPLIANCE OFFICER | — |
| [SILVER CHARLES HARRIS](https://search.stillhousedata.com/person/802875) | CHIEF OPERATING OFFICER, MANAGER | — |
| [CARNEGIE CHARLES EDWARD](https://search.stillhousedata.com/person/838879) | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER; MANAGING MEMBER AND PORTFOLIO MANAGER; MANAGING PARTNER AND PORTFOLIO MANAGER | — |
| [CARNEGIE ALLISON J](https://search.stillhousedata.com/person/867908) | TRUSTEE | — |
| [Rosen Marilyn Shelia](https://search.stillhousedata.com/person/867909) | TRUSTEE | — |
| [Seman Teagan Grace](https://search.stillhousedata.com/person/874301) | CHIEF FINANCIAL OFFICER | — |
| [Berlinghof Chesley David](https://search.stillhousedata.com/person/881234) | MANAGING DIRECTOR, CONVERTIBLE TRADING | — |
| [Trafton Luke WILLIAM](https://search.stillhousedata.com/person/881235) | VICE PRESIDENT, RESEARCH AND TRADING | — |
| [Fertig David Max](https://search.stillhousedata.com/person/881236) | MANAGING DIRECTOR RESEARCH | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/115167/brochure
- Similar advisers: https://search.stillhousedata.com/firm/115167/similar
- Related entities: https://search.stillhousedata.com/firm/115167/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/115167

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.