# PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. of TULSA, OK is an SEC-registered investment adviser.

## Registration

- CRD: 115220
- Type: SEC-registered investment adviser
- SEC file number: 801-60650
- Location: 1924 S. UTICA AVE, SUITE 1120, TULSA, OK, 74104
- Phone: 918-747-3412
- Latest filing: 2026-03-27
- Regulatory AUM: $1.3B
- Discretionary AUM: $1.3B
- Clients: 6
- Accounts: 5

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos, Other

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| Phil Frohlich | MEMBER; SHAREHOLDER | Tulsa, OK |
| Christopher Richard Walters | CHIEF COMPLIANCE OFFICER | — |
| Matthew Nicholas Dunham | PRESIDENT | — |
| WATKINS JEFFREY DAVID | CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| FROHLICH PHIL | GENERAL PARTNER; MEMBER; SHAREHOLDER | — |
| BENDEL CELESTE MARY | SHAREHOLDER | — |
| NICKEL DENNIS RONALD | TRUSTEE | — |
| FROHLICH JANA JAMES | MEMBER | — |
| BREWER LEE WARREN | CHIEF COMPLIANCE OFFICER | — |
| WALTERS CHRISTOPHER RICHARD | CHIEF COMPLIANCE OFFICER | — |
| DUNHAM MATTHEW NICHOLAS | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/115220/brochure
- Similar advisers: https://search.stillhousedata.com/firm/115220/similar
- Related entities: https://search.stillhousedata.com/firm/115220/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/115220

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.