# WAVERLY ADVISORS, LLC

WAVERLY ADVISORS, LLC of BIRMINGHAM, AL is an SEC-registered investment adviser.

## Registration

- CRD: 115332
- Type: SEC-registered investment adviser
- SEC file number: 801-60741
- Location: 600 UNIVERSITY PARK PLACE, BIRMINGHAM, AL, 35209
- Phone: 205-871-3334
- Latest filing: 2026-08-03
- Regulatory AUM: $29.9B
- Discretionary AUM: $25.2B
- Non-discretionary AUM: $4.7B
- Clients: 414
- Accounts: 35,709

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos

## Officers, owners & control persons (50)

_Showing 25 of 50 people._

| Name | Role | Location |
| --- | --- | --- |
| RUSSELL THOMAS | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| JON STEVEN YOUNG | BOARD OF MANAGERS | PALO ALTO, CA |
| Russell S Thomas | CHIEF COMPLIANCE OFFICER | Jacksonville, FL |
| John William Copeland | BOARD OF MANAGERS | Palm Beach, FL |
| Russell H Thomas | CHIEF COMPLIANCE OFFICER | Alexander City, AL |
| Russell L Thomas | BOARD OF MANAGERS; CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER (+2 more) | Alexander City, AL |
| Richard Franklin Lawson | BOARD OF MANAGERS | — |
| Neil Harley White | BOARD OF MANAGERS | — |
| Justin Thomas Russell | BOARD OF MANAGERS; PRESIDENT/CHIEF EXECUTIVE OFFICER | — |
| James Robert Lazenby | CHIEF FINANCIAL OFFICER | — |
| John Brown Cox | CHIEF ECONOMIST; CHIEF INVESTMENT OFFICER OF PUBLIC MARKETS | — |
| Justin Howell Snell | CHIEF OPERATING OFFICER | — |
| William Clay Mcdaniel | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER OF PRIVATE MARKETS | — |
| Brent Joseph Gunn | CHIEF INFORMATION OFFICER | — |
| Markus Ramon Franz Sleuwen | CHIEF COMPLIANCE OFFICER | — |
| Heath Ryan Echols | CHIEF TECHNOLOGY OFFICER | — |
| Matthew David Roesch | BOARD OF MANAGERS | — |
| Sean Paul Bresnan | BOARD OF MANAGERS | — |
| Richard Paschall Gill | BOARD OF MANAGERS | — |
| LAWSON RICHARD FRANKLIN | BOARD OF MANAGERS | — |
| YOUNG JON STEVEN | BOARD OF MANAGERS | — |
| HICKS LARRY KELLY | VICE PRESIDENT | — |
| KIMBROUGH JERRY DON | OWNER; VP/SECRETARY | — |
| WARREN JAMES AIKEN | OWNER; PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| HENNINGER JANICE HURST | VICE PRESIDENT | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | criminal | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/115332/brochure
- Similar advisers: https://search.stillhousedata.com/firm/115332/similar
- Related entities: https://search.stillhousedata.com/firm/115332/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/115332

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.