# HBC FINANCIAL SERVICES, PLLC

HBC FINANCIAL SERVICES, PLLC of SEATTLE, WA is an SEC-registered investment adviser.

## Registration

- CRD: 115751
- Type: SEC-registered investment adviser
- SEC file number: 801-63872
- Location: 1200 WESTLAKE AVE N, STE 902, SEATTLE, WA, 98109-3529
- Phone: 206-548-5000
- Latest filing: 2024-03-01
- Regulatory AUM: $447.0M
- Discretionary AUM: $433.0M
- Non-discretionary AUM: $14.0M
- Clients: 5
- Accounts: 674

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| [BERKMAN JEFFREY MICHAEL](https://search.stillhousedata.com/person/799471) | MEMBER; MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| [HARRISON DAVID RUSSELL](https://search.stillhousedata.com/person/799472) | MEMBER | — |
| [CLAYPOOL JAMES B](https://search.stillhousedata.com/person/799473) | MEMBER | — |
| [GUARD JAMES DAYTON](https://search.stillhousedata.com/person/820754) | MEMBER; MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| [Niess Janon Lee](https://search.stillhousedata.com/person/865903) | MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/115751/brochure
- Similar advisers: https://search.stillhousedata.com/firm/115751/similar
- Related entities: https://search.stillhousedata.com/firm/115751/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/115751

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.