# HEACOCK & JONES FINANCIAL SERVICES, INC.

HEACOCK & JONES FINANCIAL SERVICES, INC. of DUBUQUE, IA is an SEC-registered investment adviser.

## Registration

- CRD: 115762
- Type: SEC-registered investment adviser
- SEC file number: 801-58064
- Location: 1545 ASSOCIATES DRIVE, SUITE 102, DUBUQUE, IA, 52002
- Phone: 563-585-1400
- Latest filing: 2023-03-31
- Regulatory AUM: $385.5M
- Discretionary AUM: $384.6M
- Non-discretionary AUM: $856K
- Clients: 8
- Accounts: 669

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| HEACOCK PAUL JOHN | PRESIDENT, TREASURER, DIRECTOR; PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| KLUESNER SHARON KATHLEEN | VICE PRESIDENT, SECRETARY, DIRECTOR | — |
| HEACOCK RITA JEAN | DIRECTOR | — |
| JONES SHARON KATHLEEN | VICE PRESIDENT, SECRETARY, DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/115762/brochure
- Similar advisers: https://search.stillhousedata.com/firm/115762/similar
- Related entities: https://search.stillhousedata.com/firm/115762/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/115762

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.