# THRIVENT FINANCIAL FOR LUTHERANS

THRIVENT FINANCIAL FOR LUTHERANS of MINNEAPOLIS, MN is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 115785
- Type: SEC-registered investment adviser
- SEC file number: 801-60701
- Location: 901 MARQUETTE AVENUE, SUITE 2500, MINNEAPOLIS, MN, 55402-3211
- Phone: 800-847-4836
- Latest filing: 2026-06-17
- Regulatory AUM: $128.7B
- Discretionary AUM: $128.7B
- Clients: 4,220
- Accounts: 34

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (102)

_Showing 25 of 102 people._

| Name | Role | Location |
| --- | --- | --- |
| Scott Henry | DIRECTOR | San Diego, CA |
| Scott Andrew Henry | DIRECTOR | Boca Raton, FL |
| Scott Miller Henry | DIRECTOR | West Conshohocken, PA |
| David Scott Royal | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL & INVESTMENT OFFICER | — |
| Paul Roberts Johnston | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, GENERAL COUNSEL AND SECRETARY | — |
| Edward Stuart Dryden | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Teresa Joy Rasmussen | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| Kenneth Arnold Carow | DIRECTOR | — |
| Nathaniel Cornell Boggs | DIRECTOR; DIRECTOR, CHAIR | — |
| Kathryn Vanstrom Marinello | DIRECTOR | — |
| Eric John Draut | DIRECTOR | — |
| Lynn Yvette Crump-Caine | DIRECTOR; DIRECTOR, CHAIR | — |
| Bradford Neal Creswell | DIRECTOR | — |
| Nichole Baker Pechet | DIRECTOR | — |
| Deborah Marie Ackerman | DIRECTOR | — |
| Angela Sue Rieger | DIRECTOR | — |
| Jill Bernadette Louis | DIRECTOR | — |
| Brian Joseph Mcgrane | DIRECTOR | — |
| MORET PAMELA JOYCE | EXECUTIVE VICE PRESIDENT, MARKETING AND PRODUCTS; EXECUTIVE VICE PRESIDENT, STRATEGIC DEVELOPMENT; EXECUTIVE VICE PRESIDENT, STRATEGIC PLANNING, MARKETING AND PRODUCTS (+1 more) | — |
| ABITZ JAMES HERMAN | CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT, INVESTMENTS | — |
| SWANSEN RUSSELL WILLIAM | CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT - CHIEF INVESTMENT OFFICER | — |
| BOUSHEK RANDALL LEE | CHIEF FINANCIAL OFFICER AND TREASURER; SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER; SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER (+4 more) | — |
| KLOSTER KATIE SUE | CHIEF COMPLIANCE OFFICER | — |
| ROYAL DAVID SCOTT | CHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT OFFICER; EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL & INVESTMENT OFFICER (+2 more) | — |
| THOMSEN JAMES ADLAI | EXECUTIVE VICE PRESIDENT, FIELD DISTRIBUTION; PRESIDENT, THRIVENT HOLDINGS; SENIOR VICE PRESIDENT, MEMBER SERVICES AND CHIEF MARKETING OFFICER | — |


## Disclosures (18)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-02-23 | regulatory | A ROUTINE MARKET CONDUCT EXAMINATION REPORT FOUND 12 INDIVIDUAL INSTANCES IN WHICH THE DEPARTMENT FELT THAT THRIVENT FINANCIAL AND THRIVENT LIFE INSURANCE COMPANY WERE NOT IN FULL COMPLIANCE WITH SOME ELEMENTS OF THE ILLINOIS INSURANCE CODE. THE AREAS WERE TIMELY PAYMENT OF CLAIMS, APPROPRIATE TERMS… | Final | $12K |
| 2014-08-25 | regulatory | TTC FAILED TO TIMELY PAY ITS DEPOSIT INSURANCE ASSESSMENT FOR THE QUARTER ENDED 3/31/2014. THE ASSESSMENT HAS SINCE BEEN PAID, AND THE FAILURE TO PAY WAS DUE TO AN ADMINISTRATIVE ERROR. | Final | $300 |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/115785/brochure
- Similar advisers: https://search.stillhousedata.com/firm/115785/similar
- Related entities: https://search.stillhousedata.com/firm/115785/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/115785

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.