# LEGACY FINANCIAL GROUP

LEGACY FINANCIAL GROUP of TORRANCE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 115901
- Type: SEC-registered investment adviser
- SEC file number: 801-113145
- Location: 19191 SOUTH VERMONT, TORRANCE, CA, 90502
- Phone: 310-756-1700
- Latest filing: 2026-02-27
- Regulatory AUM: $20.1M
- Discretionary AUM: $17.2M
- Non-discretionary AUM: $2.9M
- Clients: 7
- Accounts: 29

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| DAY RAY | MANAGING DIRECTOR; MANAGING MEMBER; MANAGING MEMBER/CCO | — |
| TANAKA DONALD ETSUO | MEMBER/CHIEF COMPLIANCE OFFICER | — |
| TANAKA MELANIE CAROL | MANAGING MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/115901/brochure
- Similar advisers: https://search.stillhousedata.com/firm/115901/similar
- Related entities: https://search.stillhousedata.com/firm/115901/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/115901

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.