# FIRST NATIONAL CAPITAL MARKETS, INC.

FIRST NATIONAL CAPITAL MARKETS, INC. of OMAHA, NE is an SEC-registered investment adviser.

## Registration

- CRD: 115920
- Type: SEC-registered investment adviser
- SEC file number: 801-71101
- Location: 1620 DODGE STREET, STOP 1104, OMAHA, NE, 68197
- Phone: 402-602-3706
- Latest filing: 2015-06-25
- Regulatory AUM: $139.0M
- Discretionary AUM: $139.0M
- Clients: 40
- Accounts: 975

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Wade E Curtis | DIRECTOR | Irvine, CA |
| WOLFE JACK BALDWIN | DIRECTOR | — |
| SCHILLING JEFFREY ALAN | DIRECTOR | — |
| COLLINS CRISPIAN HILARY VINCENT | CHIEF COMPLIANCE OFFICER | — |
| O'CONNOR MAUREEN MURRAY | SECRETARY | — |
| COTA DAVID EARL JR | PRESIDENT AND DIRECTOR | — |
| LAURITZEN CLARKSON DAVIS | DIRECTOR | — |
| BRINKMAN TIFFANY DAWN | FINANCIAL PRINCIPAL/TREASURER | — |
| CAVANAUGH JOHN STEPHEN III | CHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE | — |
| MCLEESE DAVID FRANK | DIRECTOR | — |
| HENN TIFFANY DAWN | FINANCIAL PRINCIPAL/TREASURER | — |
| HAMPTON DANIELLE DEE | CHIEF COMPLIANCE OFFICER | — |
| MUSSER ELIZABETH A | FINANCIAL PRINCIPAL/TREASURER | — |
| OCONNOR MAUREEN | ASSISTANT SECRETARY | — |
| BAXTER NICHOLAS WALKER | SECRETARY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/115920/brochure
- Similar advisers: https://search.stillhousedata.com/firm/115920/similar
- Related entities: https://search.stillhousedata.com/firm/115920/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/115920

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.