# HARMONY ASSET MANAGEMENT LLC

HARMONY ASSET MANAGEMENT LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 116069
- Type: SEC-registered investment adviser
- SEC file number: 801-118731
- Location: 16220 N. SCOTTSDALE ROAD, SUITE 300, SCOTTSDALE, AZ, 85254
- Phone: 480-314-5967
- Latest filing: 2026-03-23
- Regulatory AUM: $462.5M
- Discretionary AUM: $416.6M
- Non-discretionary AUM: $45.9M
- Clients: 10
- Accounts: 602

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Alan Edward Rosenfield | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| ROSENFIELD ALAN EDWARD | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Branch offices (8)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| TAMPA | FL | 3 | 813-690-1800 |
| TAMPA | FL | 3 | 813-690-1800 |
| — | — | 1 | (305) 338-733 |
| — | — | 1 | (813) 205-7471 |
| MCKINNEY | TX | 1 | 610-209-1425 |
| — | — | 1 | (813) 205-7471 |
| — | — | 1 | (305) 338-733 |
| MCKINNEY | TX | 1 | 610-209-1425 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/116069/brochure
- Similar advisers: https://search.stillhousedata.com/firm/116069/similar
- Related entities: https://search.stillhousedata.com/firm/116069/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/116069

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.