# FOCUS FINANCIAL NETWORK, INC.

FOCUS FINANCIAL NETWORK, INC. of MINNEAPOLIS, MN is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 116140
- Type: SEC-registered investment adviser
- SEC file number: 801-71117
- Location: 1300 GODWARD STREET NE, SUITE 5500, MINNEAPOLIS, MN, 55413
- Phone: 651-631-8166
- Latest filing: 2026-03-26
- Regulatory AUM: $6.8B
- Discretionary AUM: $6.6B
- Non-discretionary AUM: $249.9M
- Clients: 189
- Accounts: 27,510

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| Evan Alfred Chang | CHIEF COMPLIANCE OFFICER | Minneapolis, MN |
| John Gregory Bina | PRESIDENT; PRESIDENT: CHIEF COMPLIANCE OFFICER | — |
| John Kyle Watkins | SHAREHOLDER:DIRECTOR | — |
| John Patrick Layton | SHAREHOLDER:DIRECTOR | — |
| David Kenneth Heitkamp | SHAREHOLDER:DIRECTOR | — |
| John Harris Dritz | SHAREHOLDER:DIRECTOR:TREASURER | — |
| David William Beissler | SHAREHOLDER:DIRECTOR | — |
| William Robert Bergstrom | SHAREHOLDER:DIRECTOR | — |
| Walter Edward Pickup | SHAREHOLDER:DIRECTOR | — |
| Christina Chaconas | VP OPERATIONS | — |
| Michael Scott Dales | SHAREHOLDER | — |
| Matthew David Nelson | SHAREHOLDER:DIRECTOR | — |
| Stephanie Elise Hartmann | CHIEF COMPLIANCE OFFICER | — |
| NELSON DENNIS DAVID | EXECUTIVE OFFICER/OWNER; OWNER; SHAREHOLDER:DIRECTOR | — |
| BERGSTROM WILLIAM ROBERT | EXECUTIVE OFFICER; EXECUTIVE OFFICER/OWNER; SHAREHOLDER:DIRECTOR | — |
| WATKINS JOHN KYLE | EXECUTIVE OFFICER; EXECUTIVE OFFICER/OWNER; SHAREHOLDER:DIRECTOR | — |
| LAYTON JOHN PATRICK | EXECTIVE OFFICER; EXECUTIVE OFFICER/OWNER; SHAREHOLDER:DIRECTOR | — |
| HEITKAMP DAVID KENNETH | EXECUTIVE OFFICER; EXECUTIVE OFFICER/OWNER; SHAREHOLDER:DIRECTOR | — |
| DALES MICHAEL SCOTT | EXECUTIVE OFFICER; EXECUTIVE OFFICER/OWNER | — |
| DRITZ JOHN HARRIS | EXECUTIVE OFFICER/OWNER; SENIOR OFFICER; SHAREHOLDER:DIRECTOR:TREASURER | — |
| BINA JOHN GREGORY | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| BEISSLER DAVID WILLIAM | EXECUTIVE OFFICER/OWNER; OWNER; SHAREHOLDER:DIRECTOR | — |
| PICKUP WALTER EDWARD | EXECUTIVE OFFICER/OWNER; OWNER; SHAREHOLDER | — |
| HARTMANN STEPHANIE ELISE | CHIEF COMPLIANCE OFFICER | — |
| Chaconas Christina | VP OPERATIONS | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-09-17 | regulatory | FIRM HAD INVESTMENT DISCRETION OVER AT LEAST $100 MILLION OF REPORTABLE SECURITIES AND FAILED TO FILE QUARTERLY FORMS 13F. | Final | $475K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/116140/brochure
- Similar advisers: https://search.stillhousedata.com/firm/116140/similar
- Related entities: https://search.stillhousedata.com/firm/116140/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/116140

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.