# ASPEN FINANCIAL MANAGEMENT, INC.

ASPEN FINANCIAL MANAGEMENT, INC. of ANGEL FIRE, NM is an SEC-registered investment adviser.

## Registration

- CRD: 116149
- Type: SEC-registered investment adviser
- SEC file number: 801-68988
- Location: 3453 HWY 434, SUITE 202, ANGEL FIRE, NM, 87710
- Phone: 509-414-6060
- Latest filing: 2026-03-18
- Regulatory AUM: $19.4M
- Discretionary AUM: $17.9M
- Non-discretionary AUM: $1.5M
- Clients: 2
- Accounts: 94

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| KEPFER ALAN ROBERT | CCO; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| RICKETSON MICHELLE LEE | CHIEF COMPLIANCE OFFICER | — |
| KEPFER AMY ZERNECHEL | CCO/VICE PRESIDENT; CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/116149/brochure
- Similar advisers: https://search.stillhousedata.com/firm/116149/similar
- Related entities: https://search.stillhousedata.com/firm/116149/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/116149

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.