# PFG INVESTMENTS, LLC

PFG INVESTMENTS, LLC of WOODBURY, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 116537
- Type: SEC-registered investment adviser
- SEC file number: 801-77166
- Location: 125 FROEHLICH FARM BLVD., WOODBURY, NY, 11797
- Phone: 631-845-5100
- Latest filing: 2026-02-27
- Regulatory AUM: $2.1B
- Discretionary AUM: $1.9B
- Non-discretionary AUM: $175.6M
- Clients: 161
- Accounts: 6,470

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Stephen Alfred Distante | CEO | — |
| Jr Daniel Antenor | CHIEF OPERATIONS OFFICER | — |
| Joseph John Trifiletti | PRESIDENT | — |
| Megan Lynn Plapp | CHIEF FINANCIAL OFFICER | — |
| Michelle Denise Thomas | CHIEF COMPLIANCE OFFICER | — |
| Steven Matthew Howe | DIRECTOR OF BUSINESS DEVELOPMENT | — |
| MURPHY TERRENCE JAMES | CCO | — |
| DISTANTE STEPHEN ALFRED | CEO | — |
| KAUPP STEPHEN WERNER | VICE-PRESIDENT | — |
| CHAMPNEY BARRY ALAN | CCO; COO | — |
| MARANO FRANK S | FINOP | — |
| TRIFILETTI JOSEPH JOHN | PRESIDENT; PRESIDENT, CCO | — |
| FEINBERG RICHARD BURT | FINOP | — |
| PLAPP MEGAN LYNN | CHIEF FINANCIAL OFFICER; FINOP | — |
| HOWE STEVEN MATTHEW | CHIEF COMPLIANCE OFFICER; DIRECTOR OF BUSINESS DEVELOPMENT; DIRECTOR OF OPERATIONS (+1 more) | — |
| Antenor Daniel | ADVISORY MANAGER; CHIEF HAPPINESS OFFICER; CHIEF OPERATIONS OFFICER (+1 more) | — |
| THOMAS MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | — |
| SPINEK DARLENE TERESA | INTERIM CCO | — |
| Basis Theologos Stavros | CHIEF COMPLIANCE OFFICER | — |
| GERAGHTY DOUGLAS P | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (11)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/116537/brochure
- Similar advisers: https://search.stillhousedata.com/firm/116537/similar
- Related entities: https://search.stillhousedata.com/firm/116537/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/116537

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.