# TAG ASSOCIATES LLC

TAG ASSOCIATES LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 116959
- Type: SEC-registered investment adviser
- SEC file number: 801-60908
- Location: 810 SEVENTH AVENUE, 7TH FLOOR, NEW YORK, NY, 10019-5890
- Phone: 212-275-1500
- Latest filing: 2026-06-26
- Regulatory AUM: $7.1B
- Discretionary AUM: $319.1M
- Non-discretionary AUM: $6.7B
- Clients: 71
- Accounts: 1,366

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Individuals, High net worth, Pensions, Charities, Investment cos

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| L. Neil Shapiro | PRESIDENT | GREENWICH, CT |
| Jonathan Michael Bergman | PRESIDENT | — |
| Jorge L Gonzalez | CHIEF COMPLIANCE OFFICER | — |
| Gary Lee Fuhrman | CHAIRMAN; CHAIRMAN OF TAG ASSOCIATES & TAG HOLDINGS | — |
| David Eric Basner | CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| PANTOWICH STANLEY HOWARD | CHAIRMAN; CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR; PRESIDENT & MANAGING DIRECTOR | — |
| FRIEDMAN MARK LEE | EXEC. VICE PRES.,MANAGING DIRECTOR, CFO & SECRETARY; MANAGING DIRECTOR, & SECRETARY | — |
| BASNER DAVID ERIC | CHIEF EXECUTIVE OFFICER; PRESIDENT; PRESIDENT AND CFO | — |
| FUHRMAN GARY LEE | CHAIRMAN; CHAIRMAN OF TAG ASSOCIATES & TAG HOLDINGS; CHAIRMAN TAG HOLDINGS (+1 more) | — |
| FRIEDMAN BETSY L | EXEC. VICE PRES.,MANAGING DIRECTOR, CFO & SECRETARY | — |
| TRANSPORT ROBYN SUE | EXEC.VICE PRES.,MANAGING DIRECTOR & TREASURER | — |
| GONZALEZ JORGE L | CHIEF COMPLIANCE OFFICER | — |
| BERGMAN JONATHAN MICHAEL | PRESIDENT | — |
| TRANSPORT ROBYN S | EXEC.VICE PRES.,MANAGING DIRECTOR & TREASURER | — |
| PANTOWICH STANLEY H | PRESIDENT & MANAGING DIRECTOR | — |
| BARCLAY DIANNE RICHOZ | MANAGING DIRECTOR & HUMAN RESOURCES | — |


## Private funds (10)

Mix: Hedge Fund 4 · Private Equity Fund 5 · Other Private Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| TAG MASTER RELATIVE VALUE FUND LLC | Hedge Fund | Delaware | 2 | $114.0M | $5.0M |
| TAG RELATIVE VALUE ONSHORE FUND, LP | Hedge Fund | Delaware | 43 | $76.8M | $50K |
| TAG RELATIVE VALUE OFFSHORE FUND, LTD. | Hedge Fund | Cayman Islands | 33 | $37.1M | $50K |
| TAG DIVERSIFIED STRATEGIES FUND, LP | Hedge Fund | Delaware | 25 | $34.4M | $10K |
| TAG BLOCKCHAIN OPPORTUNITIES FUND SERIES OF TAG SERIES FUND, LLC | Private Equity Fund | Delaware | 66 | $22.1M | $50K |
| TAG DISLOCATION & RECOVERY FUND SERIES OF TAG SERIES FUND, LLC | Private Equity Fund | Delaware | 83 | $12.9M | $50K |
| TAG CREDIT OPPORTUNITIES FUND SERIES OF TAG SERIES FUND, LLC | Private Equity Fund | Delaware | 32 | $6.6M | $30K |
| TAG DISTRESSED DEBT FUND II, LLC | Private Equity Fund | Delaware | 47 | $5.1M | $25K |
| TAG YIELD OPPORTUNITIES FUND, LLC | Other Private Fund | Delaware | 53 | $4.7M | $25K |
| TAG DISTRESSED DEBT FUND III, LLC | Private Equity Fund | Delaware | 56 | $2.7M | $25K |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| KETCHUM | ID | 1 | 208 725 0899 |


## Fund service providers (2)

- custodian: TAG RELATIVE VALUE OFFSHORE FUND, LTD.
- custodian: TAG RELATIVE VALUE ONSHORE FUND, LP

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/116959/brochure
- Similar advisers: https://search.stillhousedata.com/firm/116959/similar
- Related entities: https://search.stillhousedata.com/firm/116959/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/116959

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.