# NB ALTERNATIVE INVESTMENT MANAGEMENT LLC

NB ALTERNATIVE INVESTMENT MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 117035
- Type: SEC-registered investment adviser
- SEC file number: 801-60730
- Location: 605 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY, 10158
- Phone: 212-476-5900
- Latest filing: 2016-10-20
- Regulatory AUM: $3.4B
- Discretionary AUM: $2.1B
- Non-discretionary AUM: $1.3B
- Clients: 39
- Accounts: 32

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| [PLOTKIN HOWARD RUSS](https://search.stillhousedata.com/person/730292) | PRINCIPAL | — |
| [EHRENKRANZ SANFORD BARRY](https://search.stillhousedata.com/person/742611) | PRINCIPAL | — |
| [COHEN LAURENCE WILLIAM](https://search.stillhousedata.com/person/742613) | PRINCIPAL | — |
| [SOMMERS ANDREW](https://search.stillhousedata.com/person/742615) | PRINCIPAL | — |
| [EHRENKRANZ JOEL STANLEY](https://search.stillhousedata.com/person/742616) | PRINCIPAL; SHAREHOLDER | — |
| [GRIEB EDWARD STEPHEN](https://search.stillhousedata.com/person/748273) | CHIEF FINANCIAL OFFICER | — |
| [TANK BRADLEY CURTIS](https://search.stillhousedata.com/person/748275) | CHAIRMAN | — |
| [BERKENFELD STEVEN LYLE](https://search.stillhousedata.com/person/748977) | MANAGING DIRECTOR | — |
| [TUTRONE ANTHONY DAVID](https://search.stillhousedata.com/person/748993) | CHIEF EXECUTIVE OFFICER | — |
| [WILLIAMS CHAMAINE NATHALEE](https://search.stillhousedata.com/person/749350) | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/COMPLIANCE OFFICER | — |
| [WEINSTEIN ERIC DAVID](https://search.stillhousedata.com/person/757751) | CHIEF INVESTMENT OFFICER | — |
| [ZUCKERMAN HEATHER P](https://search.stillhousedata.com/person/757752) | CHIEF OPERATING OFFICER | — |
| [KOMAROFF ANDREW STEVEN](https://search.stillhousedata.com/person/760489) | CHIEF OPERATING OFFICER | — |
| [KREMER JOHN](https://search.stillhousedata.com/person/760490) | PRESIDENT | — |
| [YANKER RANDALL STUART](https://search.stillhousedata.com/person/762385) | CHIEF EXECUTIVE OFFICER | — |
| [AUDAIN-PRESSLEY KEISHA LAVON](https://search.stillhousedata.com/person/763597) | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| [ROSENTHAL JAMES ARTHUR](https://search.stillhousedata.com/person/774230) | MANAGING DIRECTOR | — |
| [REES MICHAEL DOUGLAS](https://search.stillhousedata.com/person/786317) | CHIEF OPERATING OFFICER | — |
| [WARD SEAN JASON](https://search.stillhousedata.com/person/791669) | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| [FEIGELES EDWARD MITCHELL](https://search.stillhousedata.com/person/798495) | MANAGING DIRECTOR | — |
| [LOWE TIA GELAINE](https://search.stillhousedata.com/person/803720) | CHIEF OPERATING OFFICER | — |
| [NEIRA CHRISTIAN](https://search.stillhousedata.com/person/803721) | CHIEF COMPLIANCE OFFICER | — |
| [WICKHAM JOHN ROBINSON](https://search.stillhousedata.com/person/804921) | MANAGING DIRECTOR | — |
| [CROWE JOHN CHRISTOPHER](https://search.stillhousedata.com/person/804922) | COMPLIANCE OFFICER | — |
| [CARUSO FITZGERALD JOLYNE K](https://search.stillhousedata.com/person/807283) | GROUP HEAD, ABSOLUTE RETURN STRATEGIES | — |


## Private funds (13)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| THE MONON FUND LTD. | Hedge Fund | — | 1 | $452.5M | $5.0M |
| NB OFFSHORE DIVERSIFIED ARBITRAGE MASTER FUND LTD. | Hedge Fund | — | 4 | $231.0M | $500K |
| NB DIVERSIFIED ARBITRAGE MASTER FUND LLC | Hedge Fund | — | 2 | $138.0M | — |
| NB DIVERSIFIED ARBITRAGE PENSION FUND LTD. | Hedge Fund | — | 11 | $111.4M | $100K |
| NB OFFSHORE DIVERSIFIED ARBITRAGE FUND III LTD. | Hedge Fund | — | 1 | $105.5M | $500K |
| NB DIVERSIFIED ARBITRAGE FUND II L.P. | Hedge Fund | — | 60 | $104.8M | $500K |
| NB OFFSHORE DIVERSIFIED ARBITRAGE FUND II LTD. | Hedge Fund | — | 15 | $99.5M | $500K |
| NB ALTERNATIVES DISTRESSED CREDIT FUND LTD. | Hedge Fund | — | 6 | $55.4M | $1.0M |
| NB DIVERSIFIED ARBITRAGE FUND L.P. | Hedge Fund | — | 35 | $34.3M | $250K |
| NB OFFSHORE DIVERSIFIED ARBITRAGE FUND LTD. | Hedge Fund | — | 13 | $11.0M | $250K |
| NB ALPHA CAPTURE FUND L.P. | Hedge Fund | — | 11 | $10.5M | $1.0M |
| OPPORTUNITY FUND SEGREGATED PORTFOLIO COMPANY | Hedge Fund | — | 1 | $1.7M | $100K |
| LEHMAN BROTHERS DUAL STRATEGIES FUND, L.P. | Hedge Fund | — | 13 | $1.0M | — |


## Fund service providers (3)

- administrator: INTERNATIONAL FUND SERVICES (IRELAND) LIMITED — 8 funds
- administrator: INTERNATIONAL FUND SERVICES (N.A.) LLC — 3 funds
- administrator: INTERANTIONAL FUND SERVICES (IRELAND) LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/117035/brochure
- Similar advisers: https://search.stillhousedata.com/firm/117035/similar
- Related entities: https://search.stillhousedata.com/firm/117035/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/117035

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.