# LUMBARD & KELLNER, LLC

LUMBARD & KELLNER, LLC of HOLLIS, NH is an SEC-registered investment adviser.

## Registration

- CRD: 117196
- Type: SEC-registered investment adviser
- SEC file number: 801-61888
- Location: 5 HUTCHINGS DRIVE, HOLLIS, NH, 03049-0749
- Phone: 603-465-7700
- Latest filing: 2026-03-16
- Regulatory AUM: $443.6M
- Discretionary AUM: $443.6M
- Clients: 4
- Accounts: 321

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| John Ashmore Lumbard | MANAGER | — |
| Peter Boyd Coz | MEMBER | — |
| Drew Dawson Kellner | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Anne Russell | MEMBER | — |
| James B Conway | MEMBER | — |
| LUMBARD JOHN ASHMORE | GENERAL PARTNER; LIMITED PARTNER; MANAGER (+1 more) | — |
| LUMBARD ELIOT HOWLAND | LIMITED PARTNER; MEMBER | — |
| RUSSELL GORDON ALAN | LIMITED PARTNER; MEMBER | — |
| RUSSELL CELIA MARY | LIMITED PARTNER; MEMBER | — |
| COLLORA MICHAEL ALLEN | LIMITED PARTNER; MEMBER | — |
| COZ PETER BOYD | LIMITED PARTNER; MEMBER | — |
| KELLNER DREW DAWSON | MEMBER, CCO; MEMBER, CHIEF COMPLIANCE OFFICER; OWNER | — |
| RUSSELL ANNE | MEMBER | — |
| CONWAY JAMES B | MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/117196/brochure
- Similar advisers: https://search.stillhousedata.com/firm/117196/similar
- Related entities: https://search.stillhousedata.com/firm/117196/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/117196

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.