# BARRETT & COMPANY, INC.

BARRETT & COMPANY, INC. of PROVIDENCE, RI is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 1175
- Type: SEC-registered investment adviser
- SEC file number: 801-110786
- Location: 42 WEYBOSSET STREET, PROVIDENCE, RI, 02903-2855
- Phone: 401-351-1000
- Latest filing: 2026-03-06
- Regulatory AUM: $529.7M
- Discretionary AUM: $471.3M
- Non-discretionary AUM: $58.4M
- Clients: 7
- Accounts: 1,091

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Wilson Gordon Ii Saville | PRESIDENT,SECRETARY,CHIEF COMPLIANCE OFFICER, & CHIEF FINANCIAL OFFICER | — |
| SAVILLE WILSON GORDON II | PRESIDENT,SECRETARY,CHIEF COMPLIANCE OFFICER, & CHIEF FINANCIAL OFFICER | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-03-23 | regulatory | ALLEGATIONS TO FIRM ARE THAT THE RESPONDENT INACCURATELY REPORTED SHARE PRICES OF BUY AND SELL SHARES OF ZOOM ON 12/22/2010 AND 12/27/2010 TO OATS. FINDINGS ARE THAT THE FIRM VIOLATED FINRA RULES 7450, 7440, 2010, 7460, 2020, 5310(A), 2440, 2010, 3010(B)(1), SECURITIES DIVISION REGULATIONS RULE 212(… | Final | $10K |
| 2002-02-25 | regulatory | FAILURE TO REPORT 2 LAST SALE REPORTS THRU ACT,WITHIN 90 SECONDS,OF TRANSACTIONS IN NASDAQ NATIONAL MARKET SECURITIES AND FAILED TO DESIGNATE TRADES AS LATE.-VIOLATION OF NASD MARKETPLACE RULE 4632(A) FAILURE TO REPORT 3 LAST SALE REPORTS THRU ACT, WITHIN 90 SECONDS, OF TRANSACTIONS IN NASDAQ SMALLC… | Final | $5K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/1175/brochure
- Similar advisers: https://search.stillhousedata.com/firm/1175/similar
- Related entities: https://search.stillhousedata.com/firm/1175/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/1175

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.