# DUKE FUNDING MANAGEMENT, L.L.C.

DUKE FUNDING MANAGEMENT, L.L.C. of OLD GREENWICH, CT is an SEC-registered investment adviser.

## Registration

- CRD: 117590
- Type: SEC-registered investment adviser
- SEC file number: 801-61009
- Location: 53 FOREST AVENUE, 3RD FLOOR, OLD GREENWICH, CT, 06870
- Phone: 203-698-1200
- Latest filing: 2026-03-30
- Regulatory AUM: $126.9M
- Discretionary AUM: $126.9M
- Clients: 164
- Accounts: 4

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (41)

_Showing 25 of 41 people._

| Name | Role | Location |
| --- | --- | --- |
| [Laurence Eric Penn](https://search.stillhousedata.com/person/675301) | VICE CHAIRMAN | — |
| [John Deno Geanakoplos](https://search.stillhousedata.com/person/675302) | MANAGING DIRECTOR | — |
| [Michael William Vranos](https://search.stillhousedata.com/person/675303) | CHIEF EXECUTIVE OFFICER; LIMITED PARTNER; MANAGING MEMBER | — |
| [Daniel Reuven Margolis](https://search.stillhousedata.com/person/675304) | GENERAL COUNSEL | — |
| [Mark Ira Tecotzky](https://search.stillhousedata.com/person/675305) | VICE CHAIRMAN | — |
| [Andrew Vranos](https://search.stillhousedata.com/person/675306) | MANAGING DIRECTOR | — |
| [Patrick Brady Maloney](https://search.stillhousedata.com/person/675307) | CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | — |
| [Richard Anthony Daley](https://search.stillhousedata.com/person/708566) | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | — |
| [CALHOUN DIANA LYNN](https://search.stillhousedata.com/person/728157) | MANAGING DIRECTOR | — |
| [SALTZMAN GARY PAUL](https://search.stillhousedata.com/person/746128) | MANAGING DIRECTOR AND CHIEF LEGAL OFFICER; MANAGING DIRECTOR AND GENERAL COUNSEL | — |
| [PENN LAURENCE ERIC](https://search.stillhousedata.com/person/750501) | MANAGING DIRECTOR; VICE CHAIRMAN | — |
| [COJOT-GOLDBERG OLIVIER](https://search.stillhousedata.com/person/750502) | MANAGING DIRECTOR; VICE CHAIRMAN | — |
| [ZETTLER GEORGE HOWARD](https://search.stillhousedata.com/person/750503) | MANAGING DIRECTOR | — |
| [GEANAKOPLOS JOHN DENO](https://search.stillhousedata.com/person/750504) | MANAGING DIRECTOR | — |
| [ZARETSKY MICHAEL](https://search.stillhousedata.com/person/750505) | MANAGING DIRECTOR | — |
| [FILLER GARRET IMRE](https://search.stillhousedata.com/person/750506) | GENERAL COUNSEL AND MANAGING DIRECTOR | — |
| [VRANOS MICHAEL WILLIAM](https://search.stillhousedata.com/person/750507) | CHIEF EXECUTIVE OFFICER; LIMITED PARTNER; MANAGING MEMBER | — |
| [BROUNSTEIN RICHARD GREGG](https://search.stillhousedata.com/person/750508) | MANAGING DIRECTOR; VICE CHAIRMAN | — |
| [SUGRUE DENNIS PATRICK](https://search.stillhousedata.com/person/750509) | MANAGING DIRECTOR | — |
| [NICOPOULOS NIKOS VASSILIOS](https://search.stillhousedata.com/person/750510) | MANAGING DIRECTOR | — |
| [STOYTCHEV NIKOLAY IVANOV](https://search.stillhousedata.com/person/750511) | MANAGING DIRECTOR | — |
| [ASARO PAUL ANTHONY](https://search.stillhousedata.com/person/750512) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | — |
| [LARKIN THOMAS MORE](https://search.stillhousedata.com/person/750513) | CHIEF OPERATING OFFICER; MANAGING DIRECTOR | — |
| [CHUN LISA](https://search.stillhousedata.com/person/750514) | CHIEF COMPLIANCE OFFICER AND ASSISTANT COUNSEL | — |
| [DALEY RICHARD ANTHONY](https://search.stillhousedata.com/person/750515) | DIRECTOR; HEAD OF CDO DISTRIBUTION AND SURVEILLANCE AND MANAGING DIRECTOR; MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | — |


## Private funds (4)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| DUKE FUNDING IX, LTD. | Securitized Asset Fund | Cayman Islands | 9 | $66.7M | $500K |
| DUKE FUNDING VII, LTD. | Securitized Asset Fund | Cayman Islands | 10 | $32.2M | $500K |
| DUKE FUNDING VI, LTD. | Securitized Asset Fund | Cayman Islands | 9 | $16.2M | $500K |
| DUKE FUNDING V, LTD. | Securitized Asset Fund | Cayman Islands | 7 | $11.7M | $500K |


## Fund service providers (1)

- administrator: MAPLES FS LIMITED — 4 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/117590/brochure
- Similar advisers: https://search.stillhousedata.com/firm/117590/similar
- Related entities: https://search.stillhousedata.com/firm/117590/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/117590

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.