# STEBEN & COMPANY, LLC

STEBEN & COMPANY, LLC of EXCELSIOR, MN is an SEC-registered investment adviser.

## Registration

- CRD: 117808
- Type: SEC-registered investment adviser
- SEC file number: 801-64686
- Location: 687 EXCELSIOR BLVD., EXCELSIOR, MN, 55331
- Phone: 952-767-6900
- Latest filing: 2026-02-17
- Regulatory AUM: $69.2M
- Discretionary AUM: $69.2M
- Clients: 8
- Accounts: 1

## Business model

- Compensation: % of AUM
- Clients served: Charities, Investment cos

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| Brian F Hull | CHIEF COMPLIANCE OFFICER | — |
| Kevin Michael Kinzie | CHIEF EXECUTIVE OFFICER | — |
| Jon Chadwick Essen | CHIEF FINANCIAL OFFICER | — |
| Kevin Michael Kinzie | MANAGER | — |
| STEBEN KENNETH EDWARD | PRESIDENT; PRESIDENT AND CEO, DIRECTOR; PRESIDENT AND TRUSTEE OF KENNETH E. STEBEN REVOCABLE TRUST (+2 more) | — |
| HULL BRIAN F | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; VICE PRESIDENT OPERATIONS; FINOP (+4 more) | — |
| BULLEY MICHAEL DONALD | DIRECTOR; VICE PRESIDENT OF RESEARCH & RISK MANAGEMENT | — |
| GANOE MARY ELEANOR | CHIEF COMPLIANCE OFFICER | — |
| MCDONNAUGH PIERRE NIGEL | IN-HOUSE COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| HASSANEIN AHMED SAAD | CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER/FINOP | — |
| GAINSBURG BARRY ROBERT | CHIEF COMPLIANCE OFFICER | — |
| MENARD NEIL DAVID | DIRECTOR OF SALES AND MARKETING; SENIOR VICE PRESIDENT, DISTRIBUTION | — |
| KINZIE KEVIN MICHAEL | CHIEF EXECUTIVE OFFICER; MANAGER | — |
| ESSEN JON CHADWICK | CHIEF FINANCIAL OFFICER; MANAGER | — |
| GRADY JOHN HENRY JR | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| SERGER CARL ANDREW | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND FINOP; CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | — |
| ROSENBERGER FRANCINE JUDITH | GENERAL COUNSEL | — |
| DOLFIN JOHN | CHIEF INVESTMENT OFFICER | — |
| WELTLER BRADLEY JAY | VICE PRESIDENT OF DISTRIBUTION | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/117808/brochure
- Similar advisers: https://search.stillhousedata.com/firm/117808/similar
- Related entities: https://search.stillhousedata.com/firm/117808/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/117808

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.