# MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 117868
- Type: SEC-registered investment adviser
- SEC file number: 801-76544
- Location: 3540 TORINGDON WAY, SUITE 200, CHARLOTTE, NC, 28277
- Phone: 800-344-4038
- Latest filing: 2026-06-08
- Regulatory AUM: $1.4B
- Discretionary AUM: $1.3B
- Non-discretionary AUM: $56.5M
- Clients: 6
- Accounts: 523

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: High net worth, Pensions, Other

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| Colin Stevens Dixon | CHIEF COMPLIANCE OFFICER; OWNER | — |
| Yvonne Morris Rizk | OWNER AND MANAGING MEMBER | — |
| John Clay Dixon | OWNER | — |
| COMER III JAMES THOMAS | ADVISOR | — |
| COMER ANNE NICKELL | ADVISOR | — |
| CANIPE RICKY GENE | ADVISOR; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/MANAGING MEMBER (+2 more) | — |
| WICKER JOHNNA DEE | EXECUTIVE VICE PRESIDENT | — |
| CANIPE ROSE LEONARD | ADVISOR; NON-MANAGING LLC MEMBER | — |
| CANIPE LARRY GRANT | ADVISOR; NON-MANAGING LLC MEMBER | — |
| CANIPE JOHNNA WICKER | EXECUTIVE VICE PRESIDENT | — |
| HOLLAND JAMES MATTHEW | ASSISTANT COMPLIANCE OFFICER | — |
| DIXON COLIN STEVENS | OWNER | — |
| RIZK YVONNE MORRIS | OWNER AND MANAGING MEMBER | — |
| DIXON JOHN CLAY | OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/117868/brochure
- Similar advisers: https://search.stillhousedata.com/firm/117868/similar
- Related entities: https://search.stillhousedata.com/firm/117868/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/117868

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.