# UHLMANN INVESTMENT MANAGEMENT,  L.L.C.

UHLMANN INVESTMENT MANAGEMENT,  L.L.C. of SKOKIE, IL is an SEC-registered investment adviser.

## Registration

- CRD: 118025
- Type: SEC-registered investment adviser
- SEC file number: 801-113188
- Location: 5202 OLD ORCHARD ROAD, SUITE 250, SKOKIE, IL, 60077
- Phone: 312-264-4400
- Latest filing: 2026-03-24
- Regulatory AUM: $273.2M
- Discretionary AUM: $232.9M
- Non-discretionary AUM: $40.3M
- Clients: 11
- Accounts: 460

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Charities

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| James Dana Baer | MEMBER; PRESIDENT | — |
| Alan Robert Konn | MANAGING MEMBER; MEMBER | — |
| Michael Fitzgerald Dunne | CCO | — |
| KELLY JEANNE MARIE | CCO | — |
| SCOTT GUY ANTHONY | CCO | — |
| SCHWALJE GLENN SCOTT | CCO | — |
| BAER JAMES DANA | MEMBER; PRESIDENT; PRESIDENT AND CCO | — |
| KONN ALAN ROBERT | MANAGING MEMBER; MEMBER | — |
| DUNNE MICHAEL FITZGERALD | CCO | — |
| POLING DENISE MARIE | CHIEF COMPLIANCE OFFICER | — |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| CHICAGO | IL | 4 | 312-264-4400 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/118025/brochure
- Similar advisers: https://search.stillhousedata.com/firm/118025/similar
- Related entities: https://search.stillhousedata.com/firm/118025/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/118025

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.