# RAUB/ BROCK CAPITAL MANAGEMENT, INC.

RAUB/ BROCK CAPITAL MANAGEMENT, INC. of CORTE MADERA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 118034
- Type: SEC-registered investment adviser
- SEC file number: 801-63606
- Location: 21 TAMAL VISTA BLVD, SUITE 230, CORTE MADERA, CA, 94925
- Phone: 415-927-6990
- Latest filing: 2010-03-19
- Regulatory AUM: $86.8M
- Discretionary AUM: $83.6M
- Non-discretionary AUM: $3.2M
- Clients: 1
- Accounts: 216

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| RAUB DAVID WRIGHT | VICE PRESIDENT | — |
| BROCK FRANCIS JAMES | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/118034/brochure
- Similar advisers: https://search.stillhousedata.com/firm/118034/similar
- Related entities: https://search.stillhousedata.com/firm/118034/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/118034

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.