# ARLEN CAPITAL, LLC

ARLEN CAPITAL, LLC of WARWICK, RI is an SEC-registered investment adviser.

## Registration

- CRD: 118113
- Type: SEC-registered investment adviser
- SEC file number: 801-63038
- Location: 117 METRO CENTER BOULEVARD, SUITE 2006, WARWICK, RI, 02886
- Phone: 401-854-3500
- Latest filing: 2026-02-26
- Regulatory AUM: $348.8M
- Discretionary AUM: $346.4M
- Non-discretionary AUM: $2.4M
- Clients: 6
- Accounts: 690

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Charities

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Peter Anthony Sullivan | OWNER; PRESIDENT AND MANAGER | — |
| Frank Peter Mcgoff | CHIEF COMPLIANCE OFFICER/EXECUTIVE VICE PRESIDENT | — |
| Adam Mccrystal Sullivan | EXECUTIVE VICE PRESIDENT | — |
| MCGOFF FRANK PETER | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/EXECUTIVE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER/EXECUTIVE VICE PRESIDENT/ (+1 more) | — |
| SULLIVAN PETER ANTHONY | OWNER; PRESIDENT AND MANAGER | — |
| SULLIVAN ADAM MCCRYSTAL | EXECUTIVE VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/118113/brochure
- Similar advisers: https://search.stillhousedata.com/firm/118113/similar
- Related entities: https://search.stillhousedata.com/firm/118113/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/118113

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.