# ASCEND CAPITAL LLC

ASCEND CAPITAL LLC of ORINDA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 118397
- Type: SEC-registered investment adviser
- SEC file number: 801-65340
- Location: 4 ORINDA WAY, SUITE 200-C, ORINDA, CA, 94563
- Phone: (415) 217-8300
- Latest filing: 2018-03-28
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.5B
- Clients: 35
- Accounts: 5

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [FAIRBAIRN MALCOLM PAUL](https://search.stillhousedata.com/person/735336) | MANAGING MEMBER; MANAGING MEMBER OF ASCEND CAPITAL, LLC | — |
| [SLAVET BENJAMIN DAVID](https://search.stillhousedata.com/person/735337) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | — |
| [SHENOY RAMONA ARVIND](https://search.stillhousedata.com/person/759870) | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | — |
| [WYSS JOSHUA EDWARD](https://search.stillhousedata.com/person/770813) | LIMITED PARTNER, ASCEND CAPITAL LIMITED PARTNERSHIP (RELYING ADVISER) | — |
| [GOLDBERG DEBORAH RACHEL](https://search.stillhousedata.com/person/772829) | TRUSTEE | — |
| [STOKES MICHAEL BANNON](https://search.stillhousedata.com/person/824198) | LIMITED PARTNER, ASCEND CAPITAL LIMITED PARTNERSHIP (RELYING ADVISER) | — |
| [COGAN JEREMY DAVID](https://search.stillhousedata.com/person/829386) | TRUSTEE | — |
| [CASULO CARLO](https://search.stillhousedata.com/person/835753) | LIMITED PARTNER, ASCEND CAPITAL LIMITED PARTNERSHIP (RELYING ADVISER) | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ASCEND PARTNERS FUND BPO, LTD. | Hedge Fund | — | 4 | $206.1M | $10.0M |
| ASCEND PLAZA FUND, LTD. | Hedge Fund | — | 1 | $164.3M | $10.0M |


## Fund service providers (2)

- administrator: STONE COAST FUND SERVICES LTD
- administrator: STONE COAST FUND SERVICES LTD.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/118397/brochure
- Similar advisers: https://search.stillhousedata.com/firm/118397/similar
- Related entities: https://search.stillhousedata.com/firm/118397/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/118397

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.