# FINANCIAL DECISIONS, INC.

FINANCIAL DECISIONS, INC. of STOCKTON, CA is an SEC-registered investment adviser.

## Registration

- CRD: 118883
- Type: SEC-registered investment adviser
- SEC file number: 801-61300
- Location: 3555 DEER PARK DRIVE, SUITE 160, STOCKTON, CA, 95219
- Phone: 209-957-7413
- Latest filing: 2021-03-03
- Regulatory AUM: $710.7M
- Discretionary AUM: $681.2M
- Non-discretionary AUM: $29.5M
- Clients: 8
- Accounts: 1,119

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| LEE GRETCHEN ELIZABETH | DIRECTOR; SECRETARY/TREASURER | — |
| LEE FREDERICK MORGAN | DIRECTOR; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| MAHONEY MICHAEL EUGENE | BUSINESS DEVELOPMENT OFFICER | — |
| TEIGEN TOLEN CLEMENT | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER | — |
| LEE MICHAEL E | CHIEF EXECUTIVE OFFICER; PRESIDENT & CHIEF EXECUTIVE OFFICER | — |
| MORRIS RAQUEL TANICA | CHIEF OPERATONS OFFICER | — |
| HEROLD KENNETH ROBERT | CHIEF COMPLIANCE OFFICER; CHIEF QUALITY OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/118883/brochure
- Similar advisers: https://search.stillhousedata.com/firm/118883/similar
- Related entities: https://search.stillhousedata.com/firm/118883/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/118883

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.