# QFC ADVISORY LLC

QFC ADVISORY LLC of MARYVILLE, TN is an SEC-registered investment adviser.

## Registration

- CRD: 118886
- Type: SEC-registered investment adviser
- SEC file number: 801-136332
- Location: 115 WEST BROADWAY AVENUE, MARYVILLE, TN, 37801-4703
- Phone: 865-984-3550
- Latest filing: 2026-06-02
- Regulatory AUM: $128.8M
- Discretionary AUM: $128.8M
- Non-discretionary AUM: $67K
- Clients: 4
- Accounts: 595

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| James Douglas Horn | MEMBER; PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2003-05-30 | regulatory | BEING A TEXAS REGISTERED ADVISOR, THE FIRM MOVED TO TN IN AUGUST 01. WHILE ALL INSURANCE, & SECURITY LICENSES WERE UPDATED, REGISTERING WITH TN DID NOT OCCUR AT THE TIME OF THE MOVE. ADVICE WAS PROVIDED TO EXISTING TX CLIENTS, 2 TN CLIENTS ONE OF WHICH WAS A RELATIVE, WHILE NEW FACILITIES WERE RENOV… | Final | $6K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/118886/brochure
- Similar advisers: https://search.stillhousedata.com/firm/118886/similar
- Related entities: https://search.stillhousedata.com/firm/118886/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/118886

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.