# CANTY FINANCIAL MANAGEMENT, INC.

CANTY FINANCIAL MANAGEMENT, INC. of BALLSTON SPA, NY is an SEC-registered investment adviser.

## Registration

- CRD: 118945
- Type: SEC-registered investment adviser
- SEC file number: 801-68026
- Location: 20 CHURCH AVE., BALLSTON SPA, NY, 12020
- Phone: 518-885-3230
- Latest filing: 2026-07-17
- Regulatory AUM: $254.0M
- Discretionary AUM: $239.0M
- Non-discretionary AUM: $14.9M
- Clients: 5
- Accounts: 447

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| William Joseph Canty | CHIEF COMPLIANCE OFFICER | — |
| Edward Joseph Canty | INVESTMENT ADVISOR REPRESENTATIVE | — |
| Joseph William Canty | INVESTMENT ADVISOR REPRESENTATIVE | — |
| CANTY WILLIAM JOSEPH | CHIEF COMPLIANCE OFFICER; INVESTMENT ADVISOR REPRESENTATIVE; OWNER/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| WALSH MAUREEN RYAN | CHIEF COMPLIANCE OFFICER; INVESTMENT ADVISOR REPRESENTATIVE | — |
| Canty Joseph William | INVESTMENT ADVISOR REPRESENTATIVE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/118945/brochure
- Similar advisers: https://search.stillhousedata.com/firm/118945/similar
- Related entities: https://search.stillhousedata.com/firm/118945/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/118945

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.