# SWS CAPITAL MANAGEMENT, LLC

SWS CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 119043
- Type: SEC-registered investment adviser
- SEC file number: 801-61480
- Location: 100 WALL STREET, 18TH FLOOR, NEW YORK, NY, 10005
- Phone: 212-461-6500
- Latest filing: 2026-07-21
- Regulatory AUM: $413.1M
- Discretionary AUM: $355.0M
- Non-discretionary AUM: $58.0M
- Clients: 10
- Accounts: 9

## Business model

- Compensation: % of AUM
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| [Christopher Judson Williams](https://search.stillhousedata.com/person/258965) | CHAIRMAN; CHAIRMAN & CEO | New York, NY |
| [Henry Gabriel Cisneros](https://search.stillhousedata.com/person/258967) | VICE-CHAIRMAN | New York, NY |
| [Dianne Nmn Calabrisotto](https://search.stillhousedata.com/person/715926) | CHIEF COMPLIANCE OFFICER | — |
| [Suzanne Frances Shank-Werdlow](https://search.stillhousedata.com/person/715927) | SUPER MAJORITY MEMBER | — |
| [William Colridge Thompson](https://search.stillhousedata.com/person/715928) | PRESIDENT | — |
| [WILLIAMS CHRISTOPHER JUDSON](https://search.stillhousedata.com/person/755582) | CHAIRMAN; CHAIRMAN & CEO; LIMITED PARTNER (+1 more) | — |
| [SIMMONS DAIL ST CLAIRE](https://search.stillhousedata.com/person/755583) | MANAGING DIRECTOR | — |
| [MALNAK SANDRA JANET](https://search.stillhousedata.com/person/755584) | CHIEF COMPLIANCE OFFICER | — |
| [PAUL CHARLES ROBERT](https://search.stillhousedata.com/person/769968) | PORTFOLIO MANAGER | — |
| [CISNEROS HENRY GABRIEL](https://search.stillhousedata.com/person/794770) | VICE-CHAIRMAN | — |
| [WARNER SOBANI MULENGA](https://search.stillhousedata.com/person/805300) | CEO | — |
| [OWUSU FRANCIS](https://search.stillhousedata.com/person/807231) | CHIEF INVESTMENT OFFICER, PRESIDENT AND SECRETARY | — |
| [OLLQUIST THOMAS ANDREW](https://search.stillhousedata.com/person/826728) | SENIOR MARKETING MANAGER | — |
| [CALABRISOTTO DIANNE NMN](https://search.stillhousedata.com/person/826729) | CHIEF COMPLIANCE OFFICER | — |
| [SHANK-WERDLOW SUZANNE FRANCES](https://search.stillhousedata.com/person/857272) | MEMBER; SOLE MEMBER; SUPER MAJORITY MEMBER | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| NEW YORK SOCIAL EQUITY CANNABIS INVESTMENT FUND, L.P. | Other Private Fund | New York | 2 | $99.5M | — |
| CLEAR VISION IMPACT FUND, LP | Other Private Fund | Delaware | 10 | $97.6M | — |


## Branch offices (3)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| WALL TOWNSHIP | NJ | 1 | 212-373-4201 |
| — | — | 1 | 212-461-6010 |
| CHICAGO | IL | 0 | 312-654-4567 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/119043/brochure
- Similar advisers: https://search.stillhousedata.com/firm/119043/similar
- Related entities: https://search.stillhousedata.com/firm/119043/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/119043

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.