# FINANCIAL & TAX ARCHITECTS, LLC

FINANCIAL & TAX ARCHITECTS, LLC of ST. LOUIS, MO is an SEC-registered investment adviser.

## Registration

- CRD: 119169
- Type: SEC-registered investment adviser
- SEC file number: 801-114688
- Location: 12412 POWERSCOURT DRIVE, SUITE 25, ST. LOUIS, MO, 63131
- Phone: 314-858-1122
- Latest filing: 2026-06-18
- Regulatory AUM: $506.2M
- Discretionary AUM: $506.2M
- Clients: 71
- Accounts: 3,736

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Other

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| David Scott Brooks | CHIEF EXECUTIVE OFFICER; SHAREHOLDER | — |
| Gordon Christopher Haave | CHIEF COMPLIANCE OFFICER; PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| Paul Werner Felsch | CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL | — |
| POMBRA MANOJ KUMAR | CHIEF COMPLIANCE OFFICER | — |
| FRONTCZAK STEVEN ROBERT | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | — |
| HAAVE GORDON CHRISTOPHER | CHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT OFFICER; PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| WRISBERG CATHLEEN ANNE | CHIEF COMPLIANCE OFFICER | — |
| BROOKS DAVID SCOTT | CHIEF EXECUTIVE OFFICER; PRESIDENT; SHAREHOLDER | — |
| CLAUS ANDREW VINCENT | CHIEF OPERATING OFFICER | — |
| CASELLA GISELLE | CHIEF COMPLIANCE OFFICER | — |
| ROGERS JAMES RAY | CHIEF OPERATING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/119169/brochure
- Similar advisers: https://search.stillhousedata.com/firm/119169/similar
- Related entities: https://search.stillhousedata.com/firm/119169/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/119169

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.