# PAUL WINKLER, INC.

PAUL WINKLER, INC. of GOODLETTSVILLE, TN is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 119342
- Type: SEC-registered investment adviser
- SEC file number: 801-128081
- Location: 3050 BUSINESS PARK CIRCLE, SUITE 503, GOODLETTSVILLE, TN, 37072
- Phone: 615-851-1950
- Latest filing: 2026-03-13
- Regulatory AUM: $1.3B
- Non-discretionary AUM: $1.3B
- Clients: 22
- Accounts: 2,459

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Leila Mehrizi Shaver | CHIEF COMPLIANCE OFFICER | — |
| Paul Patrick Winkler | PRESIDENT | — |
| Deborah Ann Winkler | DIRECTOR/ SECRETARY | — |
| COSGROVE KRISTA LEE | CHIEF COMPLIANCE OFFICER | — |
| SHAVER LEILA MEHRIZI | CHIEF COMPLIANCE OFFICER | — |
| VEENSTRA JILL ANNE | CHIEF COMPLIANCE OFFICER | — |
| WINKLER PAUL PATRICK | PRESIDENT | — |
| Winkler Deborah Ann | DIRECTOR/ SECRETARY | — |
| PAGANO MALLORY ZD | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-06-29 | regulatory | FROM APRIL 2019 THROUGH APRIL 2021, THE FIRM OPERATED AS AN INVESTMENT ADVISER IN TEXAS AT A TIME WHEN THE FIRM WAS NOT REGISTERED WITH THE SECURITIES COMMISSIONER AS AN INVESTMENT ADVISER AND WAS NO LONGER EXEMPT FROM REGISTRATION REQUIREMENTS. | Final | $5K |
| 2019-03-13 | regulatory | STATE INVESTMENT ADVISOR LICENSE SUBMITTED FOR CLIENTS IN ALABAMA AFTER INADVERTENTLY EXCEEDING DE MINIMIS STANDARD RE # OF CLIENTS. | Final | $63K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/119342/brochure
- Similar advisers: https://search.stillhousedata.com/firm/119342/similar
- Related entities: https://search.stillhousedata.com/firm/119342/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/119342

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.