# THE CARROLL FINANCIAL GROUP, INC.

THE CARROLL FINANCIAL GROUP, INC. of CINCINNATI, OH is an SEC-registered investment adviser.

## Registration

- CRD: 119451
- Type: SEC-registered investment adviser
- SEC file number: 801-63897
- Location: 2142 ALPINE PLACE, CINCINNATI, OH, 45206
- Phone: 513-861-1889
- Latest filing: 2012-05-04
- Regulatory AUM: $77.5M
- Discretionary AUM: $57.0M
- Non-discretionary AUM: $20.5M
- Clients: 1
- Accounts: 369

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| CARROLL THOMAS PATRICK | PRESIDENT/CCO; PRESIDENT & CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/119451/brochure
- Similar advisers: https://search.stillhousedata.com/firm/119451/similar
- Related entities: https://search.stillhousedata.com/firm/119451/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/119451

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.