# PROSPECT CAPITAL ADVISORS, LLC

PROSPECT CAPITAL ADVISORS, LLC of SAUSALITO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 119531
- Type: SEC-registered investment adviser
- SEC file number: 801-100384
- Location: 501 HUMBOLDT AVENUE, 2ND FLOOR, SAUSALITO, CA, 94965
- Phone: (415) 331-3590
- Latest filing: 2026-03-31
- Regulatory AUM: $309.4M
- Discretionary AUM: $309.4M
- Clients: 4
- Accounts: 3

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Keith Williams | CHIEF COMPLIANCE OFFICER | Atlanta, GA |
| Daniel William Mendoza | MANAGING MEMBER | — |
| WILLIAMS THOMAS KEITH | CHIEF COMPLIANCE OFFICER | — |
| NURTMAN HOWARD IAN | CHIEF COMPLIANCE OFFICER | — |
| MENDOZA DANIEL WILLIAM | MANAGING MEMBER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/119531/brochure
- Similar advisers: https://search.stillhousedata.com/firm/119531/similar
- Related entities: https://search.stillhousedata.com/firm/119531/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/119531

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.