# BFC PLANNING, INC.

BFC PLANNING, INC. of CEDAR RAPIDS, IA is an SEC-registered investment adviser.

## Registration

- CRD: 119682
- Type: SEC-registered investment adviser
- SEC file number: 801-67427
- Location: 4201 42ND STREET NE, SUITE 100, CEDAR RAPIDS, IA, 52402
- Phone: 319-447-5700
- Latest filing: 2026-03-27
- Regulatory AUM: $3.8B
- Discretionary AUM: $3.2B
- Non-discretionary AUM: $608.3M
- Clients: 200
- Accounts: 13,174

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| Brian Rupp | VICE PRESIDENT/CONTROLLER/TREASURER | — |
| Thomas Joseph Berthel | CHAIRMAN OF BOARD | — |
| Randy Austin Wilcox | VP COMPLIANCE/OSJ MANAGER | — |
| Joanna Marie Schaul | SECRETARY | — |
| Andrew James Christofferson | CHIEF EXECUTIVE OFFICER/PRESIDENT | — |
| Paige Nichole Swartzendruber | CHIEF BUSINESS DEVELOPMENT OFFICER | — |
| Tobi Lane Peterman | VICE PRESIDENT/OPERATIONS | — |
| Kimberly Karen Early Chapman | CHIEF COMPLIANCE OFFICER | — |
| James Ralph Hohn | VP TECHNOLOGY | — |
| BERTHEL THOMAS JOSEPH | CEO; CEO/PRESIDENT/CHAIRMAN OF BOARD; CHAIRMAN OF BOARD (+1 more) | — |
| BRENDENGEN RONALD ODIN | TREASURER/C00; TREASURER/CFO | — |
| SMITH LESLIE DONALD | CHIEF COMPLIANCE OFFICER; SECRETARY | — |
| WEGMANN DANIEL PETER | CFO | — |
| PETERMAN TOBI LANE | VICE PRESIDENT/OPERATIONS | — |
| WILCOX RANDY AUSTIN | CHIEF COMPLIANCE OFFICER; REGIONAL VP BUSINESS DEVELOPMENT WESTERN REGION; VP COMPLIANCE/OSJ MANAGER | — |
| FORD KRISTINE LYNN | CHIEF COMPLIANCE OFFICER | — |
| HOLTZ LOUISE DOROTHY | ASSISTANT CHIEF CO | — |
| SCHAUL JOANNA MARIE | SECRETARY | — |
| CHRISTOFFERSON ANDREW JAMES | CHIEF BUSINESS DEVELOPMENT OFFICER; CHIEF EXECUTIVE OFFICER/PRESIDENT; CHIEF OPERATING OFFICE (A/O 03/2019), CHIEF COMPLIANCE OFFICER (A/0 07/2019) (+3 more) | — |
| RUPP BRIAN | VICE PRESIDENT/CONTROLLER; VICE PRESIDENT/CONTROLLER/TREASURER | — |
| SWARTZENDRUBER PAIGE NICHOLE | CHIEF BUSINESS DEVELOPMENT OFFICER; SVP BUSINESS DEVELOPMENT (A/O 07/2019) | — |
| Hannah Steve Chester | CHIEF INFORMATION OFFICER | — |
| Burke Erin Kathleen | CHIEF COMPLIANCE OFFICER AND RISK OFFICER | — |
| Reeves Levi Tyler | VICE PRESIDENT OF TRADING & SURVEILLANCE | — |
| CHAPMAN KIMBERLY KAREN EARLY | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/119682/brochure
- Similar advisers: https://search.stillhousedata.com/firm/119682/similar
- Related entities: https://search.stillhousedata.com/firm/119682/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/119682

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.