# CONSOLIDATED FINANCIAL MANAGEMENT GROUP, LLC

CONSOLIDATED FINANCIAL MANAGEMENT GROUP, LLC of DUBLIN, OH is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 119695
- Type: SEC-registered investment adviser
- SEC file number: 801-112968
- Location: 5850 VENTURE DRIVE, SUITE A, DUBLIN, OH, 43017
- Phone: 614-932-0000
- Latest filing: 2026-03-17
- Regulatory AUM: $588.7M
- Discretionary AUM: $245.3M
- Non-discretionary AUM: $343.5M
- Clients: 6
- Accounts: 1,495

## Business model

- Compensation: % of AUM, Hourly, Fixed, Commissions
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| JAMES MARK CURRY | MEMBER | DUBLIN, OH |
| Edward Steele Bell | MEMBER & CHIEF COMPLIANCE OFFICER | — |
| Andrew Todd Roseberry | MEMBER | — |
| Gerald Eugene Roach | SHAREHOLDER & VICE-PRESIDENT | — |
| Robert Andrew Bell | MEMBER | — |
| Lori A Waugh | TREASURER | — |
| BELL RICHARD ANDREW | MEMBER; SHAREHOLDER & SENIOR COMMERCIAL ACCOUNT EXECUTIVE | — |
| WISEMAN LAURENCE E | SHAREHOLDER & PRESIDENT | — |
| CURRY JAMES MARK | MEMBER | — |
| BELL EDWARD STEELE | MEMBER; MEMBER & CHIEF COMPLIANCE OFFICER | — |
| ROSEBERRY ANDREW TODD | CCO; MEMBER; MEMBER, CHIEF COMPLIANCE OFFICER | — |
| ROACH GERALD EUGENE | SHAREHOLDER & VICE-PRESIDENT | — |
| WAUGH LORI A | TREASURER | — |
| Lori A. Waugh | TREASURER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-11-29 | regulatory | ON APRIL 20, 2023, CFMG ENTERED INTO A VOLUNTARY, NEGOTIATED CONSENT AGREEMENT WITH A STATE REGULATOR (THE CONSENT AGREEMENT). THE CONSENT AGREEMENT RESOLVED ALLEGATIONS THAT TWO OF CFMG'S ADVISORY AFFILIATES FAILED TO DISCLOSE CERTAIN OUTSIDE BUSINESS ACTIVITIES. AS PART OF THE CONSENT AGREEMENT, C… | Final | — |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/119695/brochure
- Similar advisers: https://search.stillhousedata.com/firm/119695/similar
- Related entities: https://search.stillhousedata.com/firm/119695/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/119695

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.