# CAPLAN FINANCIAL GROUP, LLC

CAPLAN FINANCIAL GROUP, LLC is an SEC-registered investment adviser.

## Registration

- CRD: 119836
- Type: SEC-registered investment adviser
- SEC file number: 801-67950
- Phone: 410-735-1905
- Latest filing: 2024-01-24
- Regulatory AUM: $367.6M
- Discretionary AUM: $365.1M
- Non-discretionary AUM: $2.5M
- Clients: 6
- Accounts: 1,077

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| CAPLAN MITCHELL MARC | MANAGING MEMBER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/119836/brochure
- Similar advisers: https://search.stillhousedata.com/firm/119836/similar
- Related entities: https://search.stillhousedata.com/firm/119836/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/119836

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.