# TARPLEY & UNDERWOOD FINANCIAL ADVISORS, LLC

TARPLEY & UNDERWOOD FINANCIAL ADVISORS, LLC of ATLANTA, GA is an SEC-registered investment adviser.

## Registration

- CRD: 119962
- Type: SEC-registered investment adviser
- SEC file number: 801-61895
- Location: THREE RAVINIA DRIVE, SUITE 1500, ATLANTA, GA, 30346
- Phone: 770-730-5010
- Latest filing: 2010-02-23
- Regulatory AUM: $166.8M
- Discretionary AUM: $133.6M
- Non-discretionary AUM: $33.2M
- Clients: 1
- Accounts: 116

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| TARPLEY HARVEY EMILE | VICE PRESIDENT | — |
| PRATOR ROBERT LOUIS | VICE PRESIDENT | — |
| CARPENTIER JOHN BENNETT | VICE PRESIDENT | — |
| DICKSON BRADFORD C | VICE PRESIDENT | — |
| YARBROUGH CHERYL L | VICE PRESIDENT | — |
| WARD ROGER GLENN | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
| UNDERWOOD JAMES | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/119962/brochure
- Similar advisers: https://search.stillhousedata.com/firm/119962/similar
- Related entities: https://search.stillhousedata.com/firm/119962/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/119962

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.