# BERNARDI ASSET MANAGEMENT, LLC

BERNARDI ASSET MANAGEMENT, LLC of NORTHFIELD, IL is an SEC-registered investment adviser.

## Registration

- CRD: 120110
- Type: SEC-registered investment adviser
- SEC file number: 801-68608
- Location: 423 CENTRAL AVENUE, NORTHFIELD, IL, 60093
- Phone: 312-281-2021
- Latest filing: 2025-11-19
- Regulatory AUM: $331.0M
- Discretionary AUM: $331.0M
- Clients: 22
- Accounts: 146

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Ronald Piacentini Bernardi | PRESIDENT & CEO | — |
| Thomas P Bernardi | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Matthew P Bernardi | SENIOR VICE PRESIDENT | — |
| STARK BARRY CRAIG | CHIEF COMPLIANCE OFFICER | — |
| BERNARDI RONALD PIACENTINI | MANAGER; MANAGER, CCO; PRESIDENT & CEO (+1 more) | — |
| LANDIS MICHELLE BERNARDI | SECRETARY | — |
| BEDERMAN ERIC ARTHUR | OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | — |
| BERNARDI EDWARD | PORTFOLIO MANAGER | — |
| BERNARDI THOMAS P | PORTFOLIO MANAGER; SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER (+2 more) | — |
| LAMBERTI LUCIANO | VICE PRESIDENT | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-06-18 | regulatory | THE SECURITIES & EXCHANGE COMMISSION ALLEGES THAT BERNARDI SECURITIES, INC. VIOLATED SECTION 17(A)(2) OF THE SECURITIES ACT OF 1933. | Final | $100K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/120110/brochure
- Similar advisers: https://search.stillhousedata.com/firm/120110/similar
- Related entities: https://search.stillhousedata.com/firm/120110/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/120110

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.