# AMEGY INVESTMENTS, INC.

AMEGY INVESTMENTS, INC. of HOUSTON, TX is an SEC-registered investment adviser.

## Registration

- CRD: 120145
- Type: SEC-registered investment adviser
- SEC file number: 801-61121
- Location: 4400 POST OAK PARKWAY, HOUSTON, TX, 77027-3421
- Phone: 713-232-2222
- Latest filing: 2015-08-19
- Regulatory AUM: $2.0B
- Non-discretionary AUM: $2.0B
- Clients: 36
- Accounts: 186

## Officers, owners & control persons (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| Mark Friedman | SECRETARY | New York, NY |
| Mark M Friedman | SECRETARY | Los Angeles, CA |
| Mark B Friedman | SECRETARY | Santa Monica, CA |
| Mark Lawrence Friedman | SECRETARY | — |
| FARRIES DAVID CARRUTH | BOARD MEMBER//REGISTERED PRINCIPAL; BOARD MEMBER/REGISTERED PRINCIPAL; BOARD MEMBER/REGISTERED PRINCIPAL/VICE PRESIDENT (+3 more) | — |
| SCHMALHAUSEN KELLY OWEN | SVP; SVP/CHIEF COMPLIANCE OFFICER/CROP; SVP/CHIEF COMPLIANCE OFFICER,SROP/CROP (+2 more) | — |
| OUYANG JANE JIA | DIRECTOR/SVP/CHIEF OPERATIONS OFFICER/CFO/FINOP; SVP/CHIEF OPERATIONS OFFICER/CFO/FINOP; VICE PRESIDENT/CHIEF OPERATIONS OFFICER (+1 more) | — |
| PRESS THOMAS JAY | ASSISTANT SECRETARY; EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL; OFFICER, SVP-DEPUTY GENERAL COUNSEL (+2 more) | — |
| SNIDER JOHN TIMOTHY JR | DIRECTOR; PRESIDENT/BRANCH MANAGER/ROSFP/MP; PRESIDENT/BRANCH MANAGER/SROP (+1 more) | — |
| JONES SUZETTE WELLS | DIRECTOR/EVP/MANAGER - INVESTMENTS DIVISION; PRESIDENT / DIRECTOR; SVP/MANAGER RETIREMENT PLAN SERVICES | — |
| PAUL ROSALIE JANISE | ASST. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY SERVICES & INSURANCE ACTIVITIES; ASST. VICE PRESIDENT, COMPLIANCE OFFICER - INSURANCE ACTIVITIES; CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY SERVICES (+1 more) | — |
| NOVAK CATHERINE ELIZABETH | VP/CHIEF COMPLIANCE OFFICER - BD | — |
| HAYS BRIAN JAMES | DIRECTOR, SVP - MGR, PERSONAL INVESTMENT ADVISER GROUP; RETAIL INVESTMENT SALES MANAGER; SVP/RETAIL SALES MANAGER (+2 more) | — |
| STEPANIK JENIFER DRAKE | BOARD MEMBER/FINOP; BOARD MEMBER/PRESIDENT/FINOP/BRANCH MANAGER; BOARD MEMBER/PRESIDENT/FINOP/BRANCH MANAGER/CEO (+2 more) | — |
| PRESS THOMAS | SECRETARY | — |
| KNELL TERRY LYNN | CHIEF COMPLIANCE OFFICER - BROKER DEALER; VICE PRESIDENT & CHIEF COMPLIANCE OFFICER - BROKER DEALER; VICE PRESIDENT & CHIEF COMPLIANCE OFFICER - BROKER DEALER & INVESTMENT ADVISORY SERVICES | — |
| HERTEL DIANA LYNN | SECRETARY, AVP-TRADE REVIEW RISK MANAGER; VICE PRESIDENT AND SECRETARY | — |
| JENNINGS ROBERT FRANCIS | DIRECTOR/SENIOR VICE PRESIDENT; OFFICER, PRESIDENT OF AMEGY INSURANCE AGENCY, INC.; SENIOR VICE PRESIDENT | — |
| DILLARD KAREN | ASSISTANT SECRETARY | — |
| KEY DAVID JOSEPH | DIRECTOR/SVP/WEALTH MANAGEMENT | — |
| SWANK GREGORY ARTHUR | BOARD MEMBER/PRESIDENT/SROP/CROP/BRANCH MANAGER; PRESIDENT/BOARD OF DIRECTORS | — |
| TRAFTON LYNN CAMERON | COMPLIANCE PRINCIPAL | — |
| SEBESTA ROGER ALAN | SECRETARY | — |
| MCWHORTER R JOHN | TREASURER | — |
| SALYER RILEY EDWARD | BROKERAGE OPERATIONS MGR/REGISTERED PRINCIPAL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/120145/brochure
- Similar advisers: https://search.stillhousedata.com/firm/120145/similar
- Related entities: https://search.stillhousedata.com/firm/120145/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/120145

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.