# LUMEN ADVISORS, LLC

LUMEN ADVISORS, LLC of SAN FRANSCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 120200
- Type: SEC-registered investment adviser
- SEC file number: 801-62695
- Location: ONE FERRY BUILDING, SUITE 255, SAN FRANSCISCO, CA, 94111
- Phone: 415-677-5931
- Latest filing: 2009-03-31
- Regulatory AUM: $13.1M
- Discretionary AUM: $13.1M
- Clients: 1
- Accounts: 3

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| [CLARK DOUGLAS MICHAEL](https://search.stillhousedata.com/person/750100) | CHIEF COMPLIANCE OFFICER | — |
| [NOCERA SIMON EUGENIO](https://search.stillhousedata.com/person/757672) | PRESIDENT; PRESIDENT & CHIEF COMPLIANCE OFFICER; PRESIDENT & CHIEF INVESTMENT OFFICER | — |
| [FOSTER ALLAN WILLIAM](https://search.stillhousedata.com/person/757673) | CFO AND CCO; CFO AND CHIEF COMPLIANCE OFFICER | — |
| [PUTNAM DONALD HARDING](https://search.stillhousedata.com/person/765231) | INDIRECT OWNER; MANAGING MEMBER | — |
| [NOCERA SIMON E](https://search.stillhousedata.com/person/805634) | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/120200/brochure
- Similar advisers: https://search.stillhousedata.com/firm/120200/similar
- Related entities: https://search.stillhousedata.com/firm/120200/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/120200

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.