# GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC.

GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC. of LISLE, IL is an SEC-registered investment adviser.

## Registration

- CRD: 120529
- Type: SEC-registered investment adviser
- SEC file number: 801-63107
- Location: 3333 WARRENVILLE ROAD, LISLE, IL, 60532
- Phone: 312-372-5000
- Latest filing: 2026-02-04
- Regulatory AUM: $47.0M
- Discretionary AUM: $47.0M
- Clients: 3
- Accounts: 224

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| Green Abraham Nathaniel | DIRECTOR OF RESEARCH; SENIOR VICE PRESIDENT | Portland, ME |
| LANE MARC JAY | PRESIDENT, CHIEF COMPLIANCE OFFICER; PRESIDENT & TREASURER; PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | — |
| WOODS DAVID EUGENE | SECRETARY & CHIEF COMPLIANCE OFFICER | — |
| STROM JOHN BRADLEY | PORTFOLIO MANAGER; SENIOR VICE PRESIDENT | — |
| MARTIRE SARA ELIZABETH | INVESTOR ADVOCATE | — |
| LAPINSKI JOHN JOSEPH | FIRM ADMINISTRATOR | — |
| WILSON ARLENE MARIE | ASSOCIATE PORTFOLIO MANAGER; INVESTOR ADVOCATE AND EQUITY ANALYST | — |
| LASSITER ROSIELYN UTLEY | SENIOR VICE PRESIDENT | — |
| ALLEN DANIEL THOMAS | SENIOR VICE PRESIDENT | — |
| LINTON MICHAEL DAVID | INVESTOR ADVOCATE | — |
| HENDERSON TENISHA MICHELLE | OPERATIONS SPECIALIST | — |
| PAKRAVAN KARIM | CHIEF ECONOMIST | — |
| KLEINMAN ADAM | INVESTOR ADVOCATE | — |
| CRANE LINDA R | SENIOR VICE PRESIDENT | — |
| STROM J | SENIOR VICE PRESIDENT | — |
| MAILLIE JUDSON ROY | SENIOR VICE PRESIDENT | — |
| BARR WARREN NICHOLAS | SENIOR VICE PRESIDENT | — |
| GUO JIE | SENIOR RESEARCH ANALYST | — |
| CRANE LINDA RENEE | SENIOR VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/120529/brochure
- Similar advisers: https://search.stillhousedata.com/firm/120529/similar
- Related entities: https://search.stillhousedata.com/firm/120529/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/120529

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.