# FINANCIAL MANAGEMENT STRATEGIES, INC.

FINANCIAL MANAGEMENT STRATEGIES, INC. of BROADVIEW HTS., OH is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 120818
- Type: SEC-registered investment adviser
- SEC file number: 801-66641
- Location: 9200 SOUTH HILLS BLVD., SUITE 310, BROADVIEW HTS., OH, 44147
- Phone: 216-642-1099
- Latest filing: 2026-03-31
- Regulatory AUM: $714.2M
- Discretionary AUM: $586.0M
- Non-discretionary AUM: $128.2M
- Clients: 23
- Accounts: 1,895

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| Jennifer Lynn Soltis | CHIEF COMPLIANCE OFFICER | — |
| Jeffrey Charles Knox | PRESIDENT | — |
| Charles Brian Elliott | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | — |
| Carl Joseph Camillo | INVESTMENT ADVISER REPRESENTATIVE | — |
| Geoffrey Francis Novack | INVESTMENT ADVISER REPRESENTATIVE | — |
| Victoria Louise Ellinger | INVESTMENT ADVISER REPRESENTATIVE | — |
| Austin John Linden | INVESTMENT ADVISER REPRESENTATIVE | — |
| Daniel Joseph Lane | INVESTMENT ADVISOR REPRESENTITIVE | — |
| COLLINS MAURA KATHRYN | CHIEF COMPLIANCE OFFICER | — |
| LANE JOSEPH | INVESTMENT ADVISOR REPRESENTITIVE | — |
| KNOX JEFFREY CHARLES | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| ELLIOTT MARVIN BRIAN | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | — |
| BOLDEN KIM MARIE | CHIEF COMPLIANCE OFFICER | — |
| SOLTIS JENNIFER L | CHIEF COMPLIANCE OFFICER | — |
| SOLTIS JENNIFER LYNN | CHIEF COMPLIANCE OFFICER | — |
| LINDEN STEVEN JOHN | INVESTMENT ADVISER REPRESENTATIVE | — |
| CAMILLO CARL JOSEPH | INVESTMENT ADVISER REPRESENTATIVE | — |
| NOVACK GEOFFREY FRANCIS | INVESTMENT ADVISER REPRESENTATIVE | — |
| ELLINGER VICTORIA LOUISE | INVESTMENT ADVISER REPRESENTATIVE | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-06-07 | regulatory | INADEQUATE DISCLOSURE OF CONFLICT OF INTEREST RELATED TO THE RECEIPT OF 12B-1 FEES AND/OR SELECTION OF MUTUAL FUND SHARE CLASSES THAT PAY SUCH FEES | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/120818/brochure
- Similar advisers: https://search.stillhousedata.com/firm/120818/similar
- Related entities: https://search.stillhousedata.com/firm/120818/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/120818

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.