# 1832 ASSET MANAGEMENT U.S. INC.

1832 ASSET MANAGEMENT U.S. INC. of TORONTO, ONTARIO is an SEC-registered investment adviser.

## Registration

- CRD: 120836
- Type: SEC-registered investment adviser
- SEC file number: 801-61257
- Location: 16TH FLOOR, 40 TEMPERANCE STREET, TORONTO, ONTARIO, M5H 0B4
- Phone: 416-840-7986
- Latest filing: 2026-05-12
- Regulatory AUM: $1.4B
- Discretionary AUM: $1.4B
- Clients: 251
- Accounts: 462

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Joseph L Gregory | CHIEF FINANCIAL OFFICER | Little Rock, AR |
| Gregory Joseph | CHIEF FINANCIAL OFFICER | MIAMI, FL |
| JOHN PEREIRA | DIRECTOR | Great Falls, VA |
| Todd Winston Flick | DIRECTOR AND CHIEF EXECUTIVE OFFICER | — |
| Dana Robyn Banks | CHIEF COMPLIANCE OFFICER | — |
| Nathalie Therese Pierre-Louis | DIRECTOR | — |
| PEPALL JILL DIAMOND | DIRECTOR, CIO | — |
| TUCKWELL MARY CATHERINE | CHIEF COMPLIANCE OFFICER; DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| PEREIRA JOHN | DIRECTOR | — |
| VARAO JOHN TONY | CIO; PRESIDENT / CEO / CIO | — |
| JALASJAA TUULA JANICE | MANAGING DIRECTOR; PRESIDENT & CEO | — |
| CARCHIDI BRUNO | CHIEF COMPLIANCE OFFICER | — |
| MILLS WESLEY GLEN SAMUEL | CHIEF INVESTMENT OFFICER | — |
| WELLING CATHERINE ANNE | MANAGING DIRECTOR | — |
| STRIZIC DERRICK D | DIRECTOR, PRESIDENT & CEO | — |
| BRIGHT JOHN ROBERT | DIRECTOR; MANAGING DIRECTOR | — |
| STROFOLINO JULIE PATRICIA | ASSISTANT GENERAL MANAGER, FINANCE | — |
| JENTSCH DIETER WERNER | DIRECTOR, PRESIDENT AND CEO | — |
| HENRY PETER DOUGLAS M | MANAGING DIRECTOR | — |
| MILLS DOUGLAS ALAN STUART | DIRECTOR, PRESIDENT & CEO | — |
| MCINTYRE RICHARD | PRESIDENT / CEO | — |
| CHILCOTT JORDY WARREN | DIRECTOR | — |
| CAUSARANO MARIO RICHARD | PRESIDENT | — |
| MARTIL MICHEL DENVER | CHIEF FINANCIAL OFFICER | — |
| CAUSARANO MARIO ROMAN | CHIEF EXECUTIVE OFFICER AND DIRECTOR; PRESIDENT AND DIRECTOR | — |


## Disclosures (30)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-09-25 | regulatory | THE ALLEGATIONS RELATE TO A FAILURE TO TIMELY FILE BENEFICIAL OWNERSHIP REPORTING REQUIREMENTS UNDER SECTION 13(D) OF THE EXCHANGE ACT AND THE RULES PROMULGATED THEREUNDER. THESE RULES REQUIRE ANY PERSON WHO DIRECTLY OR INDIRECTLY ACQUIRES BENEFICIAL OWNERSHIP OF MORE THAN 5% OF A REGISTERED CLASS O… | Final | $375K |
| 2023-05-11 | regulatory | ON MAY 11, 2023, THE BANK OF NOVA SCOTIA ("BNS") SETTLED AN ENFORCEMENT ACTION WITH THE CFTC FOR VIOLATIONS OF THE COMMODITY EXCHANGE ACT (THE "ACT") AND COMMISSION REGULATIONS. THE CFTC ISSUED AN ORDER FINDING THAT BNS EMPLOYEES HAD COMMUNICATED BOTH INTERNALLY AND EXTERNALLY REGARDING BNS'S COMMOD… | Final | $15.0M |
| 2020-08-19 | regulatory | ON AUGUST 19, 2020, THE BANK OF NOVA SCOTIA ("BNS") SETTLED THREE RELATED ENFORCEMENT ACTIONS WITH THE CFTC FOR VIOLATIONS OF THE COMMODITY EXCHANGE ACT (THE "ACT") AND COMMISSION REGULATIONS. THE CFTC ISSUED THREE ORDERS, FILING AND SETTLING CHARGES AGAINST BNS FOR SPOOFING (THE "SPOOFING ORDER"),… | Final | $50.0M |
| 2020-08-19 | criminal | AS DESCRIBED IN THE STATEMENT OF FACTS ATTACHED TO THE DPA, FROM APPROXIMATELY JANUARY 2008 TO JULY 2016, FOUR PRECIOUS METALS TRADERS LOCATED IN NEW YORK, LONDON, AND HONG KONG, ENGAGED IN FRAUDULENT AND MANIPULATIVE TRADING PRACTICES IN CONNECTION WITH THE PURCHASE AND SALE OF GOLD AND SILVER FUTU… | Final | — |
| 2018-09-28 | regulatory | DURING THE PERIOD FROM AT LEAST JUNE 2013 THROUGH JUNE 2016, BANK OF NOVA SCOTIA, BY AND THROUGH TRADERS ON ITS PRECIOUS METALS TRADING DESK, ENGAGED IN THE DISRUPTIVE TRADING PRACTICE OF "SPOOFING" (BIDDING OR OFFERING WITH THE INTENT TO CANCEL THE BID OR OFFER BEFORE EXECUTION) IN GOLD AND SILVER… | Final | $800K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/120836/brochure
- Similar advisers: https://search.stillhousedata.com/firm/120836/similar
- Related entities: https://search.stillhousedata.com/firm/120836/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/120836

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.