# LOCKER FINANCIAL SERVICES, LLC

LOCKER FINANCIAL SERVICES, LLC of VERONA, NJ is an SEC-registered investment adviser.

## Registration

- CRD: 120900
- Type: SEC-registered investment adviser
- SEC file number: 801-118288
- Location: 25 POMPTON AVENUE, SUITE 101, VERONA, NJ, 07044
- Phone: 973-256-2555
- Latest filing: 2026-06-26
- Regulatory AUM: $213.8M
- Discretionary AUM: $213.8M
- Clients: 3
- Accounts: 391

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| ANDREW CHAN | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |
| Lauren Locker | MANAGING MEMBER | — |
| CHAN ANDREW | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER; MEMBER / CHIEF COMPLIANCE OFFICER | — |
| LOCKER LAUREN | MANAGING MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/120900/brochure
- Similar advisers: https://search.stillhousedata.com/firm/120900/similar
- Related entities: https://search.stillhousedata.com/firm/120900/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/120900

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.