# EK RILEY INVESTMENTS, LLC

EK RILEY INVESTMENTS, LLC of SEATTLE, WA is an SEC-registered investment adviser.

## Registration

- CRD: 121003
- Type: SEC-registered investment adviser
- SEC file number: 801-78547
- Location: 1420 5TH AVENUE, SUITE 3300, SEATTLE, WA, 98101
- Phone: 206-832-1520
- Latest filing: 2020-05-22
- Regulatory AUM: $673.1M
- Discretionary AUM: $557.4M
- Non-discretionary AUM: $115.7M
- Clients: 61
- Accounts: 1,822

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| BENDER JOHN RANDOLPH | CHIEF BUSINESS GROWTH OFFICER; EXECUTIVE VICE PRESIDENT / CHIEF BUSINESS GROWTH OFFICER | — |
| RILEY EDWARD KING | CEO AND CHAIRMAN; CEO, SHAREHOLDER; ELECTED MANAGER / CEO AND CHAIRMAN (+1 more) | — |
| BERTSCH BRIAN PAUL | EXECUTIVE VICE PRESIDENT / MANAGING DIRECTOR OF CAPITAL MARKETS GROUP; PRESIDENT; PRESIDENT, CAPITAL MARKETS GROUP (+5 more) | — |
| HEYNE SARAH LAUREN | CHIEF COMPLIANCE OFFICER | — |
| LOUCH AARON DAVID | CFO; EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | — |
| SALISBURY JOANNE MAUREE | CHIEF COMPLIANCE OFFICER | — |
| MAGNUSON ROBERT JOHN | MANAGING DIRECTOR OF THE FINANCIAL SERVICES GROUP; PRESIDENT, FINANCIAL SERVICES GROUP | — |
| VANDEN BOS ALEXIS LEIGH | CHIEF COMPLIANCE OFFICER; EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| BAKER GAIL KATHERINE | CHIEF OPERATING OFFICER; EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | — |
| MOSES CHRISTIAN ROYAL | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/121003/brochure
- Similar advisers: https://search.stillhousedata.com/firm/121003/similar
- Related entities: https://search.stillhousedata.com/firm/121003/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/121003

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.