# SCHMIDT, JACOB AARON

SCHMIDT, JACOB AARON of FORT WAYNE, IN is an SEC-registered investment adviser.

## Registration

- CRD: 121034
- Type: SEC-registered investment adviser
- SEC file number: 801-123630
- Location: 6920 POINTE INVERNESS WAY, STE 170, FORT WAYNE, IN, 46804
- Phone: 260-469-3218
- Latest filing: 2026-03-17
- Regulatory AUM: $212.6M
- Discretionary AUM: $212.1M
- Non-discretionary AUM: $552K
- Clients: 7
- Accounts: 1,067

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Jacob Aaron Schmidt | OWNER/CHIEF COMPLIANCE OFFICER | — |
| SCHMIDT JACOB AARON | OWNER/CHIEF COMPLIANCE OFFICER | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2017-02-17 | regulatory | FINANCIAL PLANNING SERVICES WAS LATE TO FILE ITS ANNUAL ANNUAL UPDATES TO FORM ADV BETWEEN JANUARY 1, 2018 AND MARCH 31, 2018 WHICH IS NINETY (90) DAYS FOLLOWING THE FIRM'S FISCAL YEAR END, IN VIOLATION OF 710 IAC4-9-16(A)(2017). | Final | $2K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/121034/brochure
- Similar advisers: https://search.stillhousedata.com/firm/121034/similar
- Related entities: https://search.stillhousedata.com/firm/121034/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/121034

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.