# INVESTMARK ADVISORY GROUP LLC

INVESTMARK ADVISORY GROUP LLC of SHELTON, CT is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 121060
- Type: SEC-registered investment adviser
- SEC file number: 801-76505
- Location: 3 ENTERPRISE DRIVE, FOURTH FLOOR, SHELTON, CT, 06484
- Phone: 203-953-3777
- Latest filing: 2026-03-05
- Regulatory AUM: $929.7M
- Discretionary AUM: $929.7M
- Clients: 10
- Accounts: 2,048

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Michael Christopher Kusick | MANAGING MEMBER | — |
| Nicholas Thomas Christie | MEMBER | — |
| Scott K Williams | CHIEF COMPLIANCE OFFICER | — |
| Jay Marc Diamond | MEMBER | — |
| DIAMOND JAY MARC | MEMBER | — |
| KUSICK MICHAEL CHRISTOPHER | MANAGING MEMBER; MEMBER; PRESIDENT | — |
| CHRISTIE NICHOLAS THOMAS | MEMBER; SECRETARY | — |
| WILLIAMS SCOTT K | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-06-11 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("SEC") FOUND THAT INVESTMARK FAILED TO ADEQUATELY TO DISCLOSE IN ITS FORM ADV OR OTHERWISE THE CONFLICTS OF INTEREST RELATED TO ITS RECEIPT OF 12B-1 FEES AND/OR ITS SELECTION OF MUTUAL FUND SHARE CLASSES THAT PAY SUCH FEES. AS A RESULT OF THESE FINDINGS, THE S… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/121060/brochure
- Similar advisers: https://search.stillhousedata.com/firm/121060/similar
- Related entities: https://search.stillhousedata.com/firm/121060/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/121060

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.